capital markets

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HKEX advances the preparatory work for Bond Connect

15/03/2017(0)
Hong Kong Exchanges and Clearing Limited (HKEX) welcomes the announcement by Li Keqiang, the Premier of the State Council of the People’s Republic of China, today about setting up ... Read More
London Stock Exchange

London Stock Exchange reports total income up 17% to £1,657.1 million for 2016

04/03/2017(0)
Unless stated otherwise, all figures in the highlights below refer to continuing operations1 for 12 months to 31 December 2016 and comparisons with the prior 12 month period on ... Read More
Canadian-Values-A-Silent-Revolution

$299 million in compensation to investors; CSA published 2016 Enforcement Report

02/03/2017(0)
Canadian Securities Regulators introduce innovative initiatives and increase collaboration to deter market misconduct The Canadian Securities Administrators (CSA) today released its 2016 Enforcement Report. The ninth annual report highlights ... Read More
Tullett Prebon Completes $1.6 Billion Deal for ICAP Brokers

Euclid Opportunities invest in RSRCHXchange

23/02/2017(0)
Euclid Opportunities, NEX Group’s financial technology investment business, announces today that it has made a strategic investment in RSRCHXchange, a cloud-based marketplace and MiFID II workflow solution for accessing ... Read More
pcaob

PCAOB Finds Problems with KPMG Audits

07/12/2016(0)
The Public Company Accounting Oversight Board released a report Tuesday on its 2015 inspection of KPMG LLP, finding problems with 20 of the 49 companies whose audits by the ... Read More
tax

France To Increase Financial Transactions Tax

26/10/2016(0)
French deputies have voted in favor of an amendment to the draft 2017 Budget that will increase the country’s tax on financial transactions and expand the tax’s scope. Under ... Read More
PwC-building

PwC global revenues rise to record US$35.9 billion

04/10/2016(0)
Strategy for growth – driven by PwC purpose Total workforce reaches new record – over 223,000 Supporting our clients with more than 15,800 people dedicated to technology services Over ... Read More
CMB

Turkey revokes the licence of a director at one of the country’s largest brokerage firms

28/07/2016(0)
Turkey’s financial regulator has cancelled the licence of a research director at one of the country’s largest brokerage firms after his report on the failed July 15 coup. In ... Read More
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Bridgepoint and Summit Partners acquire financial software company Calypso Technology

19/04/2016(0)
Calypso Technology, Inc. (‘Calypso’), a leading provider of capital markets software, announced today that it is to be acquired by European private equity fund Bridgepoint and global growth equity ... Read More
Broadridge post jan05

Broadridge Invests In and Enters Into an Alliance with LiquidX, Inc.

24/03/2016(0)
Broadridge Financial Solutions, Inc.(NYSE:BR) today announced that it has made a strategic investment and entered into a referral, sales and marketing alliance with LiquidX, Inc. (LiquidX), the provider of ... Read More
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