compliance

Crude oil drips from a valve at an oil well operated by Venezuela's state oil company PDVSA, in the oil rich Orinoco belt, near Morichal at the state of Monagas

U.S. oil ticks up for 2nd day on record OPEC output cut compliance

28/02/2017(0)
U.S. crude oil edged higher for a second day on Tuesday, underpinned by high compliance with OPEC’s production cuts even as the market remains anchored by rising U.S. production. ... Read More
ASIC_regulator

ASIC reports on corporate finance regulation July to December 2016

24/02/2017(0)
ASIC has today published its sixth report on the regulation of corporate finance issues in Australia. The report, which covers the period July to December 2016, provides companies and ... Read More
ai lawyer

Lawyers are being replaced by machines that read

27/01/2017(0)
Lawyers are the professionals everyone loves to loathe. Jokes about attorneys abound, and Shakespeare’s line from Henry VI remains a cultural favorite: ”The first thing we do, let’s kill ... Read More
cftc-logo

E*TRADE ordered to pay a $280,000 penalty

27/01/2017(0)
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against E*TRADE Securities LLC (E*TRADE Securities), an Introducing Broker, and E*TRADE Clearing LLC (E*TRADE ... Read More
TMX-logo

Montreal Exchange announced appointment of Vice President and Chief Regulatory Officer

17/01/2017(0)
The Montréal Exchange (MX), Canada’s oldest exchange has issued a press release to announce the appointment of Julie Rochette as Vice President and Chief Regulatory Officer of the Regulatory ... Read More
VAT

Taiwan’s VAT on foreign online sellers’ supplies to Taiwanese consumers becomes Law

03/01/2017(0)
On December 28, Taiwan’s President Tsai Ing-wen signed into law the amendment to the Value-Added and Non-Value-Added Business Tax Act to impose tax on foreign online sellers’ supplies to ... Read More
pcaob

Deloitte Brazil will pay an $8 million civil penalty

06/12/2016(0)
The Public Company Accounting Oversight Board today announced that Brazil-based Deloitte Touche Tohmatsu Auditores Independentes will pay an $8 million civil penalty, the largest ever imposed by the PCAOB, ... Read More
ASIC_regulator

ASIC action sees BMW Australia Finance to repay $77 million to customers

06/12/2016(0)
ASIC has accepted an Enforceable Undertaking (EU) from car financier, BMW Australia Finance Limited (BMW Finance), which will see BMW Finance implement Australia’s largest consumer credit remediation program to ... Read More
Securities Exchange Commission

PIMCO to pay nearly $20 million to settle Charges

02/12/2016(0)
The Securities and Exchange Commission today announced that investment management firm Pacific Investment Management Company (PIMCO) agreed to retain an independent compliance consultant and pay nearly $20 million to ... Read More
legal

Insurance commissioner’s enforcement action against Zenefits results in multi-million dollar penalty

29/11/2016(0)
Insurance Commissioner Dave Jones today announced the enforcement action taken against Zenefits for multiple license violations has resulted in a $7 million penalty. Zenefits was charged with allowing unlicensed ... Read More
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