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ESMA

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ESMA highlights progress on MiFID II implementation

12/10/2018(0)
Steven Maijoor, Chair of the European Securities and Markets Authority (ESMA), has delivered the following statement to the Economic & Monetary Affair Committee (ECON) at the European Parliament as ... Read More
esma (European Securities and Markets Authority)

ESMA issued a notice on product intervention renewal decision in relation to binary options

04/10/2018(0)
On 21 September 2018, the European Securities and Markets Authority (ESMA) adopted a Decision under Article 40 of Regulation (EU) No 600/2014 to prohibit the marketing, distribution or sale ... Read More
esma (European Securities and Markets Authority)

ESMA monitors volatility in financial markets

25/09/2018(0)
The European Securities and Markets Authorities (ESMA) has published an article setting out the details of its analysis of volatility in financial markets. The potential of market volatility to ... Read More
esma (European Securities and Markets Authority)

ESMA finds high level of diversity in national markets for structured retail products

18/09/2018(0)
The European Securities and Markets Authority (ESMA) has carried out a study of the EU market in structured retail products, from an investor protection perspective. The research breaks down ... Read More
Binary Options banned

ESMA agreed to renew prohibition on Binary Options for a further three months

27/08/2018(0)
The European Securities and Markets Authority (ESMA) has agreed to renew the prohibition of the marketing, distribution or sale of binary options to retail clients, in effect since 2 ... Read More
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CySEC informs Market Participants for the timely request of authorisation following Brexit

10/08/2018(0)
The Cyprus Securities and Exchange Commission (CySEC) has issued an announcement to draw the attention of all Market Participants to the Public Statement issued by the European Securities and ... Read More
esma (European Securities and Markets Authority)

MiFID II ESMA: Data for the systemic internaliser calculations for equity, equity-like instruments and bonds

03/08/2018(0)
The European Securities and Markets Authority (ESMA) has published data for the systemic internaliser calculations for equity, equity-like instruments and bonds under the Markets in Financial Instruments Directive (MiFID ... Read More
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FCA statement on selling high-risk speculative investments to retail clients

02/08/2018(0)
The Financial Conduct Authority (FCA), the conduct regulator for financial services firms and financial markets in the UK, has issued a statement on selling high-risk speculative investments to retail ... Read More
fined

EU Authority fines five Banks for €2.48 million in total

24/07/2018(0)
The European Securities and Markets Authority (ESMA) has fined Danske Bank, Nordea Bank, SEB, Svenska Handelsbanken and Swedbank €495,000 each and issued five public notices for negligently breaching the ... Read More
esma (European Securities and Markets Authority)

ESMA published details of its action plan for systematic internaliser regime calculations

13/07/2018(0)
The European Securities and Markets Authority (ESMA) has published details of its action plan (within its updated Q&As on MiFID II and MiFIR transparency topics) for systematic internaliser (SI) ... Read More
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