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ESMA

esma (European Securities and Markets Authority)

EBA and ESMA publish Guidelines on suitability assessment for management body members and key function holders

06/07/2018(0)
The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) have published their joint Guidelines to assess the suitability of members of management bodies and key ... Read More
esma (European Securities and Markets Authority)

ESMA reports on penalties and supervisory measures under EMIR

15/06/2018(0)
The European Securities and Markets Authority (ESMA) has issued its first annual report regarding supervisory measures carried out and penalties imposed by national competent authorities (NCAs) under the European ... Read More
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Breaking: ESMA adopts new measures for the provision of CFDs and binary options to retail investors

01/06/2018(0)
The European Securities and Markets Authority (ESMA) has formally adopted new measures on the provision of contracts for differences (CFDs) and binary options to retail investors. The measures have ... Read More
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ESMA publishes final guidelines on MiFID II suitability requirements

30/05/2018(0)
The European Securities and Markets Authority (ESMA) has published its Final Report on Guidelines on certain aspects of the MiFID II suitability requirements. The assessment of suitability is one ... Read More
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MiFID II: ESMA issues latest Double Volume Cap data

10/05/2018(0)
The European Securities and Markets Authority (ESMA) has updated its public register with the latest set of double volume cap (DVC) data under the Markets in Financial Instruments Directive ... Read More
esma (European Securities and Markets Authority)

ESMA provides One-Stop Company Portal

08/05/2018(0)
The European Securities and Market Authority (ESMA) has issued an announcement to inform that has launched a Companies’ Portal where investors seeking information on whether a financial service provider ... Read More
esma (European Securities and Markets Authority)

ESMA publishes a negative opinion on an accepted market practice on liquidity contracts notified by AMF

18/04/2018(0)
The European Securities and Markets Authority (ESMA) has published an opinion on the Accepted Market Practice (AMP) notified by the French Autorité des Marchés Financiers (AMF), which replaces the ... Read More
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European Authority agrees to prohibit CFDs and binary options to retail investors

28/03/2018(1)
The European Securities and Markets Authority (ESMA) has agreed on measures on the provision of contracts for differences (CFDs) and binary options to retail investors in the European Union ... Read More
esma (European Securities and Markets Authority)

The European Securities and Markets Authority updates EMIR Validation Rules

05/03/2018(0)
The European Securities and Markets Authority (ESMA) has updated today its validation rules regarding the European Markets Infrastructure Regulation (EMIR) with regards to the revised technical standards on reporting ... Read More
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Revamped rules for EU finance: Mifid II; What is MiFID II?

17/01/2018(0)
Mifid II, a major revamp of European Union finance rules took effect on January 3, 2018. Its goals: Greater transparency, competitiveness and efficiency in financial instruments, and less scope ... Read More
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