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European Securities and Markets Authority

esma (European Securities and Markets Authority)

ESMA issued a notice on product intervention renewal decision in relation to binary options

04/10/2018(0)
On 21 September 2018, the European Securities and Markets Authority (ESMA) adopted a Decision under Article 40 of Regulation (EU) No 600/2014 to prohibit the marketing, distribution or sale ... Read More
esma (European Securities and Markets Authority)

ESMA finds high level of diversity in national markets for structured retail products

18/09/2018(0)
The European Securities and Markets Authority (ESMA) has carried out a study of the EU market in structured retail products, from an investor protection perspective. The research breaks down ... Read More
Binary Options banned

ESMA agreed to renew prohibition on Binary Options for a further three months

27/08/2018(0)
The European Securities and Markets Authority (ESMA) has agreed to renew the prohibition of the marketing, distribution or sale of binary options to retail clients, in effect since 2 ... Read More
fined

EU Authority fines five Banks for €2.48 million in total

24/07/2018(0)
The European Securities and Markets Authority (ESMA) has fined Danske Bank, Nordea Bank, SEB, Svenska Handelsbanken and Swedbank €495,000 each and issued five public notices for negligently breaching the ... Read More
esma (European Securities and Markets Authority)

ESMA published details of its action plan for systematic internaliser regime calculations

13/07/2018(0)
The European Securities and Markets Authority (ESMA) has published details of its action plan (within its updated Q&As on MiFID II and MiFIR transparency topics) for systematic internaliser (SI) ... Read More
amf

AMF reports websites offering crypto derivatives without authorisation

10/07/2018(0)
The Autorité des marchés financiers (AMF) and the Autorité de contrôle prudentiel et de résolution (ACPR) would like to warn the public about a number of unauthorised online investment ... Read More
esma (European Securities and Markets Authority)

EBA and ESMA publish Guidelines on suitability assessment for management body members and key function holders

06/07/2018(0)
The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) have published their joint Guidelines to assess the suitability of members of management bodies and key ... Read More
ESMA logo

ESMA publishes final guidelines on MiFID II suitability requirements

30/05/2018(0)
The European Securities and Markets Authority (ESMA) has published its Final Report on Guidelines on certain aspects of the MiFID II suitability requirements. The assessment of suitability is one ... Read More
ESMA logo

MiFID II: ESMA issues latest Double Volume Cap data

10/05/2018(0)
The European Securities and Markets Authority (ESMA) has updated its public register with the latest set of double volume cap (DVC) data under the Markets in Financial Instruments Directive ... Read More
esma (European Securities and Markets Authority)

ESMA publishes a negative opinion on an accepted market practice on liquidity contracts notified by AMF

18/04/2018(0)
The European Securities and Markets Authority (ESMA) has published an opinion on the Accepted Market Practice (AMP) notified by the French Autorité des Marchés Financiers (AMF), which replaces the ... Read More
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