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FCA

FCA_regulator

FCA warning for unauthorised firm

02/04/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “Kingston Financial Group” (http://www.kingston-fg.com) is not permitted to provide financial services or ... Read More
FCA_regulator

Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation

31/03/2014(0)
The Financial Conduct Authority (FCA) has announced plans to look into how firms can reduce the risk of traders manipulating key benchmarks as a central part of its Business ... Read More
FCA_regulator

FCA to investigate how firms deal with risk benchmark manipulation

31/03/2014(0)
The Financial Conduct Authority (FCA) has announced plans to look into how firms can reduce the risk of traders manipulating key benchmarks as a central part of its Business ... Read More
FCA_regulator

FCA warning for clone company

28/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “RBC Wealth Management/ Royal Bank of Canada Wealth Management” is a clone ... Read More
FCA_regulator

FCA warning for clone company

26/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that Traders Trust Capital Markets Ltd (www.fxttcm.co.uk , www.fxttcm.co.uk/En/)  is a clone ... Read More
onestopbrokers-Regulators

FCA: warning for unauthorised firm

26/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that Everest Markets (UK) Limited/ Everest Capital Limited (http://www.everestmarkets.com) is not permitted to ... Read More
FCA_regulator

Santander UK fined for widespread investment advice failings

26/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has fined Santander UK Plc the amount of £12,377,800 after the regulator uncovered serious failings in the way it offered ... Read More
FCA_regulator

FCA warning of unauthorised firms

24/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that  the following firms are not permitted to provide financial services or products: ... Read More
FCA_regulator

FCA bans and fines trader for manipulating gilt price during QE

20/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority has announced that Mark Stevenson, a bond trader with nearly 30 years’ experience, has been banned from the industry and ... Read More
FCA_regulator

FCA: Wealth Planning Solutions Europe (clone)

20/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “Wealth Planning Solutions Europe” (wealthplanningsolutions@europe.com) is a clone firm of “Wealth Planning ... Read More
Broker Cyprus TopFX