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FCA

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FCA warning for clone firm

08/05/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that “BNY Mellon Wealth Management” is a clone firm thus is not permitted ... Read More
FCA_regulator

FCA warning against unauthorised firms

08/05/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or ... Read More
FCA_regulator

FCA warning against unauthorised firms

05/05/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services ... Read More
FCA_regulator

FCA warning against unauthorised firm

30/04/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that Euro Solution Ltd is not permitted to provide any financial services ... Read More
FCA_regulator

FCA fines fund manager for investors exposure

29/04/2014(0)
The Financial Conduct Authority (FCA), the British regulatory authority, has fined Invesco Asset Management Limited and Invesco Fund Managers Limited (Invesco Perpetual) £18,643,000 for exposing investors to greater levels ... Read More
FCA_regulator

FCA warning against clone firm

29/04/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that State Street Bank Global Markets International Limited, State Street Global Advisors ... Read More
FCA_regulator

FCA warning against clone firms

25/04/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that: “ING Bank N.V” is the clone of the EAA authorised firm ... Read More
GOLD bars

FCA Said to Observe Banks’ London Gold-Fixing Calls

25/04/2014(0)
Regulators are stepping up their scrutiny of how gold prices are set, with officials from Britain’s Financial Conduct Authority visiting Societe Generale SA (GLE) to observe the so-called London ... Read More
FCA_regulator

FCA warning against unauthorised firms

24/04/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or ... Read More
FCA_regulator

FCA appoints two new senior advisers focused on competition and investment banking

23/04/2014(0)
The British Financial Conduct Authority (FCA), has issued a press release announcing the appointment of two senior advisers as follows: Martin Wheatley, chief executive of the FCA, said of ... Read More
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