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Financial Conduct Authority (FCA)

FCA_regulator

FCA: A sentence of 10 years imprisonment imposed on individual for a “giant Ponzi scheme”

25/11/2015(0)
The Court of Appeal has upheld a sentence of 10 years imprisonment imposed on Phillip Harold Boakes following his conviction on 6 March 2015 on charges prosecuted by the ... Read More
FCA_regulator

Publication of the PRA and FCA review into the failure of HBOS

19/11/2015(0)
The Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) are today publishing the review into the failure of HBOS Group. This review was originally started by the ... Read More
fca-building

FCA fines and bans former Investment Analyst at Aviva Investors

19/11/2015(0)
The Financial Conduct Authority (FCA) has today fined Mothahir Miah, a former Investment Analyst at Aviva Investors Global Services Limited (Aviva Investors), £139,000 and banned him from performing any ... Read More
FCA_regulator

FCA‘s Project Innovate celebrates first anniversary with plans for ‘regulatory sandbox’

10/11/2015(0)
The Financial Conduct Authority (FCA) has published plans for implementing a ‘regulatory sandbox’. The sandbox will allow businesses to test out new, innovative financial products, services or business models ... Read More
FCA_regulator

FCA UK issued a warning for a Forex Trading Firm

14/10/2015(0)
FCA has issued a press release to inform that the below firm has been providing financial services or products in the UK without its authorisation. Almost all firms and individuals ... Read More
fca-building

FCA introduces new rules on whistleblowing

07/10/2015(0)
The Financial Conduct Authority (FCA), alongside the Prudential Regulation Authority (PRA), has today published new rules in relation to whistleblowing. These changes follow recommendations in 2013  by the Parliamentary Commission on ... Read More
FCA_regulator

FCA UK fined Investment Firm’s former finance director

23/09/2015(0)
FCA publishes Final Notice for Keydata’s former finance director, Craig McNeil, fining him £350,000 and prohibiting him from performing any significant influence function The Financial Conduct Authority (FCA) has ... Read More
fca-building

FCA: New Financial Services Register

08/09/2015(0)
A new Financial Services Register makes it easier to find information on firms, individuals and other bodies that are, or have been, regulated by the PRA and/or the FCA. ... Read More
FCA_regulator

FCA warns public for unauthorised firm

18/08/2015(0)
FCA, the financial regulator of UK, has issued a press release to inform that the below firm has been providing financial services or products in the UK without its authorisation. ... Read More
fca-building

FCA warning against unauthorised firm: International Asset Management Group Ltd / IAM Group

10/08/2015(0)
FCA has issued a press release to inform that the below firm has been providing financial services or products in the UK without its authorisation. Almost all firms and individuals ... Read More
Broker Cyprus TopFX