Financial Conduct Authority (FCA)

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FCA bans former Rabobank trader, Paul Robson, following LIBOR fraud conviction

17/03/2015(0)
The Financial Conduct Authority (FCA) has banned Paul Robson, a former trader at Coöperatieve Centrale Raiffeisen-Boerenleenbank B.A. (Rabobank) from the UK financial services industry for lacking honesty and integrity ... Read More
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FCA fines Aviva Investors £17.6m for systems and controls failings

25/02/2015(0)
“The Financial Conduct Authority (FCA) has fined Aviva Investors Global Services Limited (Aviva Investors) £17,607,000 for systems and controls failings that meant it failed to manage conflicts of interest ... Read More
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FCA joins HSBC tax-dodging inquiry

17/02/2015(0)
The Financial Conduct Authority (FCA) says it is looking into the HSBC bank over its Swiss tax-dodging scandal. The move comes in the light of last week’s allegations that ... Read More
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FCA doubles interventions in 2014

05/01/2015(0)
The Financial Conduct Authority (FCA) doubled the number of times it intervened to force firms to change their practices in 2014. The FCA made 31 ‘early interventions’ – which ... Read More
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FCA: New rules will protect consumers from harmful fee-charging credit broking practices

01/12/2014(0)
New rules have been introduced by the Financial Conduct Authority (FCA) today to tackle poor practice in the credit broking market which is causing serious detriment to consumers. The ... Read More
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FCA warning against unauthorised firms

13/11/2014(0)
  The Financial Conduct Authority (FCA), the British regulator, has issued a warning against: ‘Ignite Boilers Limited’ (Address: 138 Barcombe Road, London  SW2 3BB) ‘Aberdeen Trust’ (www.aberdeentrust.com), ‘Capital Resource Development ... Read More
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FCA fines five banks £1.1 billion for FX failings

12/11/2014(0)
The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading ... Read More
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Former Moore Capital trader pleads guilty to insider dealing

10/11/2014(0)
In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting ... Read More
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