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financial services

onestopbrokers-Regulators

Beware of unauthorised companies offering financial services

26/10/2018(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Ireland (Central Bank of Ireland), Austria (Financial Market Authority – FMA) and Italy (Consob) report the companies ... Read More
FinTech image

Regulators need to adopt a more pro-competitive stance to fintech – EU Parliament

13/07/2018(0)
EU regulatory bodies are failing to address competition issues in their public policy towards fintech developments in financial services, according to a report prepared for the European Parliament. The ... Read More
FCA_regulator

FCA reveals urban-rural differences in how consumers experience financial services

22/06/2018(0)
The Financial Conduct Authority (FCA) has published the latest analysis from its Financial Lives survey. Today’s report puts the spotlight on the financial situation of people across the UK ... Read More
Warning

Beware of unauthorized companies offering investment and financial services

12/06/2018(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Italy (National Commission for Companies and the Stock Exchange – Consob), Austria (Financial Market Authority – FMA), ... Read More
FCA_regulator

FCA UK publishes discussion paper on transforming culture in financial services

21/03/2018(0)
The Financial Conduct Authority (FCA) has published a discussion paper on transforming culture in financial services which presents views from academics and industry thought leaders. The paper is intended ... Read More
robo-advisers

FMA allows personalised robo-advice

18/10/2017(0)
The Financial Markets Authority (FMA), a regulatory authority for financial services in New Zealand, has issued an announcement to inform that has decided to grant an exemption to enable ... Read More
onestopbrokers-Regulators

Beware of unauthorised financial services entities

05/10/2017(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), France (Authorité des Marchés Financiers – AMF), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Hong Kong ... Read More
ASIC_regulator

Court orders winding up of Macro Group companies

31/05/2017(0)
The Federal Court of Australia has ordered that Macro Realty Developments Pty Ltd, Macro Realty Developments AFSL Pty Ltd, Macro All State Investments and Securities Ltd, Pilbara Property Developments ... Read More
ASIC_regulator

ASIC accepts enforceable undertaking from Macquarie Bank to address inadequacies within their wholesale FX businesses

19/05/2017(0)
ASIC has today accepted an enforceable undertaking (EU) from Macquarie Bank Limited in relation to the bank’s wholesale foreign exchange (FX) businesses, following an ASIC investigation. ASIC is concerned ... Read More
Swedbank

Swedbank acquires PayEx

11/05/2017(0)
Swedbank AB, a Nordic-Baltic banking group based in Stockholm, Sweden, has issued a press release to announce the acquisition of PayEx, a fullservice payment provider in the Nordic region. ... Read More
Broker Cyprus TopFX