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FINMA

Credit Suisse

FINMA finds deficiencies in anti-money laundering processes at Credit Suisse

19/09/2018(0)
The Swiss Financial Market Supervisory Authority FINMA has concluded two enforcement procedures against Credit Suisse AG. In the first procedure, FINMA identified deficiencies in the bank’s adherence to anti-money ... Read More
onestopbrokers-Regulators

Supervisory Authorities Warn: Be Cautious

02/11/2017(0)
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Belgium(Financial Services and Markets Authority – FSMA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), Jersey (Jersey ... Read More
finma

FINMA informs on reporting requirements and trade repositories

06/04/2017(0)
The Swiss Financial Market Supervisory Authority FINMA has issued a press release to inform in relation to trade repositories. FINMA Guidance 02/2017 “Financial Market Infrastructures Act: reporting requirements / ... Read More
finma

FINMA added a Binary Options provider in its Warning List

27/10/2016(0)
FINMA, the Swiss Financial Market Supervisory Authority, has updated its Warning List adding a Binary Options Provider suspected of conducting unauthorised activities in the financial market. FINMA added on ... Read More
falcon_8

About 15 Swiss banks reportedly in money laundering ‘red zone’

17/10/2016(0)
Roughly 15 Swiss banks are in a”red zone” of lenders particularly exposed to money laundering risks, the head of Swiss banking watchdog Finma said in a newpaper interview published ... Read More
finma

FINMA reduces obstacles to FinTech

18/03/2016(0)
The Swiss Financial Market Supervisory Authority FINMA has published a new circular facilitating video and online client identification. In addition to removing a number of unnecessary obstacles from its ... Read More
finma

FINMA condenses and modernises corporate governance requirements for banks

02/03/2016(0)
The Swiss Financial Market Supervisory Authority FINMA is consolidating its corporate governance, internal control system and risk management supervisory requirements for the banking sector. This consolidation will take the ... Read More
finma

FINMA Switzerland warns for unauthorised financial services Firm

16/02/2016(0)
FINMA, the Swiss Financial Market Supervisory Authority, has issued a warning to inform investors for a company suspected of conducting unauthorised activities in the financial market. FINMA added on ... Read More
The company logo is placed beside the entrance of the headquarters of Swiss bank Julius Baer in Zurich

Cross-border business with US clients: FINMA announces conclusion of proceedings against Bank Julius Baer

10/02/2016(0)
Cross-border business with US clients: FINMA announces conclusion of proceedings against Bank Julius Baer Between 2010 and 2011, the Swiss Financial Market Supervisory Authority FINMA conducted enforcement proceedings against ... Read More
UBS-building

Foreign exchange manipulation: FINMA issues six industry bans

17/12/2015(0)
The Swiss Financial Market Supervisory Authority FINMA has issued industry bans of between one and five years against six managers and traders formally employed in the UBS foreign exchange ... Read More
Broker Cyprus TopFX