Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

FMA

erste_group_bank_450x300

Austria’s finance watchdog orders 12 banks to raise capital buffer

22/12/2015(0)
Austria’s finance watchdog FMA on Tuesday said it ordered 12 Austrian banks to gradually raise their capital buffer by up to 2 percent of risk-weighted assets until the beginning ... Read More
fma

The FMA publishes first annual report under the new regulatory regime

02/10/2015(0)
The Financial Markets Authority (FMA) 2015 annual report marks a turning point for the FMA and for New Zealand’s financial markets. This is the first report published under the ... Read More
fma

SPG and SPGI director pleads guilty to FMA charges

30/09/2015(0)
Former company director and financial adviser, Andrew Hrothgar Robinson, has today pleaded guilty to charges brought by the Financial Markets Authority (FMA), relating to his involvement as director of ... Read More
fma

Fourth and final director sentenced in OPI Pacific Finance case

28/09/2015(0)
A former director of OPI Pacific Finance, David Mark Anderson, has today been sentenced in the Auckland High Court for misleading investors. Mr Anderson was sentenced to 300 hours ... Read More
fma

Third director sentenced in OPI Pacific Finance case

23/09/2015(0)
FMA:  A former director of OPI Pacific Finance Limited, Craig Robert White, has today been sentenced in the Auckland High Court. Mr White was sentenced to 250 hours community ... Read More
fma

FMA releases enforcement and investigations report 2015

28/08/2015(0)
The Financial Markets Authority (FMA) published its enforcement and investigations report for the year ending 30 June 2015. The report shows the FMA’s enforcement and investigations activities closely reflect the ... Read More
fma

FMA New Zealand reports: Guilty pleas entered in OPI Pacific Finance case

21/08/2015(0)
FMA, New Zealand’s Financial Markets Authority, has issued a press release to inform that: Two former directors of OPI Pacific Finance, Mark Lawrence Lacy and Jason Robert Duncan Maywald, ... Read More
fma

Stop Order issued from FMA agains an investment company

27/07/2015(0)
The Financial Markets Authority (FMA) has issued a Stop Order against Green Gardens Finance Trust Limited (GGFT) and warns the public to be wary of doing business or depositing ... Read More
fma

FMA settlement with Hanover defendants provides $18 million compensation for investors

06/07/2015(0)
The Financial Markets Authority (FMA) has reached a settlement of its civil proceedings against the former directors of Hanover Finance Ltd (HFL), Hanover Capital Ltd (HCL), United Finance Ltd ... Read More
fma

Milford Asset Management to pay $1.5 million following FMA investigation

18/06/2015(0)
The Financial Markets Authority (FMA) has completed its investigation into certain trading activity between December 2013 and August 2014 by a trader employed by Milford Asset Management Limited (Milford). ... Read More
Broker Cyprus TopFX