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FMA

Austrian-FMA

Austrian Financial Market Authority (FMA) Warning: UK Options

11/06/2015(0)
The FMA warns investors against the conclusion of investment services requiring a licence with this provider The Austrian Financial Market Authority (FMA) may, pursuant to the first sentence of ... Read More
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FMA issues warning on continuous disclosure obligations and secures $500,000 compensation payment from Pacific Edge Limited

25/05/2015(0)
The Financial Markets Authority (FMA) has concluded its investigation into Pacific Edge Limited regarding potential breaches of its continuous disclosure obligations. The FMA has concluded that it is likely ... Read More
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FMA secures Asset Preservation Orders over Arena Capital Limited / BlackfortFX

21/05/2015(0)
The FMA confirms that it is undertaking an investigation into Arena Capital Limited (Arena), trading as BlackfortFX (Blackfort). The FMA has obtained asset preservation orders over the assets of ... Read More
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FMA removes offshore firms from the Financial Services Provider Register – warnings issued against companies who fail to respond

19/05/2015(0)
The Financial Markets Authority (FMA) today confirmed that a number of offshore firms have recently been removed from the Financial Services Provider Register (FSPR). While the Registrar of Companies ... Read More
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FMA welcomes opportunity to review financial advice laws

03/03/2015(0)
The Financial Markets Authority (FMA) welcomes today’s announcement by the Minister of Commerce and Consumer Affairs, Paul Goldsmith, about the review of legislation governing financial advisers. The Minister today ... Read More
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FMA warns public to be wary of misleading advertising promoting “risk-free, money-back investments”

27/02/2015(0)
The Financial Markets Authority (FMA) is warning people to beware of a company offering a risk-free, high-return investment programme. The company trades as Eco Investments Group and the FMA warns anyone ... Read More
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FMA and NZX sign Memorandum of Understanding

28/01/2015(0)
The Financial Markets Authority (FMA) and NZX have this week signed a Memorandum of Understanding (MoU). The MoU sets out the framework for engagement and co-operation between the FMA ... Read More
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New Chair of Financial Markets Authority

26/11/2014(0)
Commerce and Consumer Affairs Minister Paul Goldsmith today announced the appointment of Murray Jack as the new chair of the Financial Markets Authority (FMA). “I am very pleased that ... Read More
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FMA: New regulations approved to deliver a new era in financial markets

05/11/2014(0)
The Financial Markets Authority (FMA) welcomes today’s announcement from Commerce and Consumer Affairs Minister Paul Goldsmith, confirming the approval of the phase two regulations of the Financial Markets Conduct ... Read More
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FMA warns consumers about cold-calling investment offers and ‘big win’ scams

23/10/2014(0)
The Financial Markets Authority (FMA) is warning New Zealand consumers and investors to be wary of cold-calls asking them to buy shares or put their money into offshore firms. ... Read More
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