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investigation

sec

SEC announced fraud charges against 10 individuals involved in schemes to trick investors

04/05/2016(0)
The Securities and Exchange Commission today announced fraud charges against 10 individuals involved in schemes to trick investors into buying shares of a particular company stock. The schemes were ... Read More
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FCA probes a further 44 firms over Panama Papers

28/04/2016(0)
The UK’s Financial Conduct Authority (FCA) has asked a further 44 financial services firms to disclose their involvement in the tax-evasive practices uncovered by the Panama Papers leak. The ... Read More
deutsche-bank

Deutsche Bank agrees to pay $4 mln for trading violations

31/03/2016(0)
A Deutsche Bank AG unit will pay more than $4 million to settle allegations that it failed to properly report data on millions of options trades, according to a ... Read More
A worker leaves HBOS offices in Edinburgh, Scotland

FRC to publish HBOS findings in the Spring

31/03/2016(0)
Britain’s accounting watchdog aims to publish a full report in coming weeks into how banking group HBOS was audited by KPMG before the lender collapsed in 2008 during ... Read More
shell

Shell faces corruption probe over $1bn oil deal in Nigeria

31/03/2016(0)
Italian officials to investigate company’s role in acquisition of disputed oil block jointly owned with energy group Eni Italian anti-corruption investigators have opened a formal investigation into Shell’s acquisition ... Read More
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CFTC Orders Payment of Penalties Totaling $665,000 by Credit Suisse

28/03/2016(0)
CFTC Orders Payment of Penalties Totaling $665,000 by Credit Suisse International for Violating the Speculative Position Limit for Wheat Futures and by Credit Suisse Securities (USA) LLC for Submitting ... Read More
Italian flag

Italy’s antitrust watchdog investigates six consultancy firms

23/03/2016(0)
Italy’s competition authority is investigating six consultancy firms over allegedly coordinating their offers in a public tender for services to the national public administration, the watchdog said in a ... Read More
hsbc logo

Italian police open money laundering investigation of broker linked to HSBC

23/03/2016(0)
An Italian financial broker who worked on behalf of HSBC in the Swiss town of Lugano is under investigation for possible money laundering in a probe linked to a ... Read More
goldman-sachs

Ex-Goldman Sachs Banker Bansal Gets Probation Over Fed Leak

23/03/2016(0)
Bansal pleaded guilty to getting documents from friend at Fed Prosecutors had sought a sentence of as long as a year An ex-Goldman Sachs Group Inc. banker who got ... Read More
Alchemia-startupaust-asx

ASX chief Elmer Funke Kupper quits in face of investigation

22/03/2016(0)
The head of the Australian Securities Exchange, Elmer Funke Kupper, has quit his $3.5 million a year job over allegations that he knew of a $200,000 payment to the family of Cambodian ... Read More
Broker Cyprus TopFX