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investment fraud

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Survey identifies common traits in victims of investment fraud

21/02/2017(0)
With Americans losing tens of billions of dollars annually to investment fraud schemes, what mindsets and behaviors are common among those who fall victim? A new survey by the ... Read More
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Brokers used in-and-out trading strategy to defraud customers

10/01/2017(0)
The Securities and Exchange Commission today charged two New York-based brokers with fraudulently using an in-and-out trading strategy that was unsuitable for customers in order to generate hefty commissions ... Read More
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FCA charges sixth defendant in alleged investment fraud

24/11/2016(0)
The Financial Conduct Authority (FCA) UK has issued an announcement to inform that following an investigation of the Authority, Charanjit Sandhu (DOB: 03/12/1989) of Grays, Essex, appeared today before ... Read More
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Ex-Wall Street exec sentenced to jail in a $38 million investment fraud case

07/11/2016(0)
An Ivy league-educated financier who defrauded friends, family and even a 9/11 victim’s relatives of more than $38 million to feed a gambling habit was sentenced Friday to four ... Read More
Securities Exchange Commission

SEC reports millions dollars investment fraud

01/08/2016(0)
The Securities and Exchange Commission today announced an asset freeze it has obtained against three men who aren’t registered to sell investments and allegedly went on lavish shopping sprees ... Read More
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FCA charge five in alleged investment fraud

17/06/2016(0)
Following an investigation by the Financial Conduct Authority Michael Nascimento (DOB: 28/06/1977); Hugh Edwards (DOB: 13/07/1982); Stuart Rea (DOB: 12/02/1968); Ryan Parker (previously known as Ryan Sell DOB 26/11/1992) ... Read More
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SEC: Forex Trader Misrepresented Track Record and Hid Massive Losses

03/06/2016(0)
The Securities and Exchange Commission charged a New York City-based Forex trader with defrauding investors out of millions of dollars by misrepresenting her investment track record, the profitability of her ... Read More
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ASIC Australia bans a broker and a former financial adviser from providing financial services

08/09/2015(0)
The Australian Securities & Investments Commission (ASIC), has issued a press release to inform in relation to its decision to ban broker Mr. Raghwa Nand Prasad from providing financial ... Read More
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FCA warning against a scam property fund

20/04/2015(0)
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Hermay Limited has been accepting deposits from consumers without our authorisation ... Read More
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FCA targets those most at risk of investment fraud

15/10/2014(0)
FCA in an effort to inform investors and prevent investment frauds has issued a campaign to raise awareness on the issue. Investment scams generally involve high-pressured selling, using boiler ... Read More
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