Merrill Lynch

Securities Exchange Commission

Merrill Lynch Charged With Trading Controls Failures That Led to Mini-Flash Crashes

27/09/2016(0)
The Securities and Exchange Commission today announced that Merrill Lynch has agreed to pay a $12.5 million penalty for maintaining ineffective trading controls that failed to prevent erroneous orders ... Read More
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Merrill Lynch Paying $10 Million Penalty for Misleading Investors

24/06/2016(0)
The Securities and Exchange Commission today announced that Merrill Lynch has agreed to pay a $10 million penalty to settle charges that it was responsible for misleading statements in ... Read More
CME Group

CME traders say chances of April interest rate hike are zero

15/04/2016(0)
While the chances had been low, traders now believe there is absolutely no possibility of a Fed rate hike in April. The probability went to zero Thursday morning after ... Read More
gold-rupee

Investors are still betting big on gold. What do they know that you don’t?

28/03/2016(0)
The stock market may be back on track, but nervous investors are still showering gold with tons of love. An impressive $13.4 billion was poured into gold assets over ... Read More
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Bank of America Merrill Lynch Launches U.S. Dollar Cross-border Cash Pooling in China

07/01/2016(0)
ZF TRW Automotive Serves as Pilot Client for New Solution Bank of America Merrill Lynch Global Transaction Services (GTS) has today announced the launch of automated U.S. dollar cross-border ... Read More
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Merrill Brokers Managing $700 Million Go Independent

11/11/2015(0)
Four Merrill Lynch brokers are taking a gamble, joining the growing ranks of breakaway brokers. Advisers Ross Fox, Matthew Papazian, Marti Awad and Sarah Keys resigned from the Bank of ... Read More
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Barclays brokers sniff at Stifel, jump to Merrill

01/07/2015(0)
BofA has added 15 ex-Barclays advisers in the past month and recently picked up a $750 million team in Texas Fifteen advisers, including most recently a team in Texas ... Read More
FCA_regulator

FCA fines Merrill Lynch

22/04/2015(0)
FCA has issued a press release to inform that: Merrill Lynch International (MLI) has been fined £13,285,900 by the Financial Conduct Authority (FCA) for incorrectly reporting 35,034,810 transactions and ... Read More
Merrill Lynch building is shown in downtown San Diego, California

Merrill Lynch gets fine of $1.2 million for supervision failures

27/08/2014(0)
The U.S. futures regulator said on Tuesday it had fined a unit of Bank of America Corp $1.2 million for failures to supervise the processing of fees charged to ... Read More
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