esma (European Securities and Markets Authority)

ESMA published update on marketing and sale of CFDs, Forex and Binary Options

The European Securities and Markets Authority (ESMA) has published today an updated version of its question and answer document (Q&A) on the application of the Markets in Financial Instruments ... Read More

Express Gifts Ltd enters into £12.5m redress scheme

The insurance products sold by Express Gifts Ltd covered against accidental damage and theft for all products purchased from their Ace or Studio brands. The insurance was called “Property ... Read More

J.P. Morgan Securities ordered to pay $900,000

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against J.P. Morgan Securities LLC (JPMS), a Delaware corporation headquartered in New York City, ... Read More

BATS welcomed nine new midcap sector ETFs from Elkhorn Investments

Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market operator for the trading of exchange-traded funds (ETFs), today welcomed nine new midcap sector ETFs from Elkhorn Investments, the ... Read More
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IOSCO identifies risks to retail investors of OTC leveraged products

The International Organization of Securities Commissions (IOSCO) issued today a report that identifies various risks related to the marketing and sale of complex OTC leveraged products to retail investors, ... Read More

FCA launches market study on competition in the mortgage sector

The Financial Conduct Authority (FCA) has today launched a market study to consider whether competition in the mortgage sector can be improved to benefit consumers. The FCA wants to ... Read More

Barclays Bank is the most complaint about firm according to FCA

Financial services firms recorded a 2.6% reduction in new complaints between January and June 2016 compared to the previous six months, according to new complaints data published today by ... Read More

With a new Trade Agreement South Africa gains improved access into the EU for wine and other products

The SADC EPA group (Botswana, Lesotho, Mozambique, Namibia, South Africa and Swaziland) and the EU have reached the final stages towards the implementation of the SADC–EU Economic Partnership Agreement. ... Read More

ICE Clear Europe rceives EMIR authorisation

Intercontinental Exchange (NYSE:ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, today announced that the Bank of England has authorised ICE Clear Europe ... Read More

Vela announces new appointments to support global sales and marketing growth

Vela Trading Technologies, a global leader in high performance trading and market data technology, today announced the appointment of seven new hires in the team led by Rob Lane, ... Read More
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