regulation

investments

US to raise crowdfunding ceiling to $5 million in regulatory shake-up

09/10/2017(0)
The U.S. Department of the Treasury released a report detailing how to streamline and reform the U.S. regulatory system for the capital markets. Treasury’s evaluation of current capital market ... Read More
six-swiss-exchange

Regulation is the number one concern of traders

31/05/2017(0)
In April 2017, SIX Swiss Exchange conducted the first edition of its new trader survey. Responses were gathered from 135 traders across Europe. More than half (55%) of them ... Read More
esma (European Securities and Markets Authority)

ESMA clarifies traded on a trading venue under MIFID II

22/05/2017(0)
Legal basis ESMA’s competence to deliver an opinion to competent authorities is based on Article 29(1)(a) of Regulation (EC) No 1095/2010 of the European Parliament and of the Council ... Read More
acca-global_accounting

ACCA to present ground-breaking ADR approach

03/05/2017(0)
ACCA (the Association of Chartered Certified Accountants) will address an audience at this year’s World Mediation Summit in Madrid. The prestigious event brings together the most innovative minds in ... Read More
Gibraltar Financial Services Commission

Gibraltar to set Blockchain regulatory framework

27/04/2017(0)
In January 2016, HM Government of Gibraltar published for consultation a document titled, ’Virtual Currency: Outline Regulatory Framework’ the second such paper on this subject produced by the Cryptocurrency ... Read More
ESMA logo

ESMA updates MiFID II/MIFIR investor protection Q&As

05/04/2017(0)
The European Securities and Markets Authority (ESMA) has added 10 new Q&As to its Questions and Answers (Q&A) document on the implementation of investor protection topics under the Market ... Read More
DFSA logo

Dubai Financial Services Authority published FinTech consultation paper

07/03/2017(0)
The Dubai Financial Services Authority (DFSA) is enhancing its contribution to Dubai’s position as the region’s leading hub for innovation through the publication of a new FinTech consultation paper ... Read More
ASIC_regulator

ASIC reports on corporate finance regulation July to December 2016

24/02/2017(0)
ASIC has today published its sixth report on the regulation of corporate finance issues in Australia. The report, which covers the period July to December 2016, provides companies and ... Read More
KCG

KCG adds four new independent directors to Board

20/01/2017(0)
KCG Holdings, Inc. (NYSE: KCG) announced today that its Board of Directors has appointed Peter Fisher, Colin Smith, Heather Tookes and Adrian Weller as Directors, effective immediately. KCG also ... Read More
cftc-logo

CFTC Orders CNCGC Hong Kong Ltd. to Pay a $150,000 Penalty

18/01/2017(0)
On 53 occasions, CNCGC HK failed to file required Form 304 reports, and on two occasions the firm filed late Form 304 reports The U.S. Commodity Futures Trading Commission ... Read More
Broker Cyprus TopFX