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regulations

EGX

EGX Chairman Requests From CETA To Communicate With The Regulatory Authorities To Put Rules For Practicing The Profession

31/05/2017(0)
During his participation in honoring the graduates of ESTA, EGX Chairman demands a way of Communication between ESTA and the regulatory authorities to establish regulations for career practicing. EGX ... Read More
Tullett Prebon Completes $1.6 Billion Deal for ICAP Brokers

NEX Optimisation appoints Colin Murphy as Chief Commercial Officer

17/05/2017(0)
NEX Optimisation, which helps clients reduce complexity and optimise resources across the transaction lifecycle, announces today that it has appointed Colin Murphy as Chief Commercial Officer of NEX Optimisation ... Read More
giant coin

New regulations looming for bitcoin trading in China

11/05/2017(0)
Beijing is expected to issue new rules for bitcoin trading in China next month as the cryptocurrency’s price on the country’s trading platforms keeps hitting new highs. According to ... Read More
Deutsche Bank

Deutsche Bank: 4,000 jobs at risk of being moved out of UK after Brexit

27/04/2017(0)
Bank says 2,000 front office people could be moved, with another 2,000 posts to be reviewed depending on new regulations Bank says 2,000 front office people could be moved, ... Read More
SIX_logo

UBS Inc. fined by SIX Swiss Exchange Sanctions Commission

20/04/2017(0)
On 22 March 2016 the SIX Swiss Exchange Court of Arbitration partially confirmed the decision handed down on 16 March 2015 by the SIX Swiss Exchange Sanctions Commission regarding ... Read More
israel-securities-authority

Israel Securities Authority announced exams will also be held in English language

08/03/2017(0)
The Israel Securities Authority will, in addition to the exam in Hebrew, conduct the Securities Laws and Professional Ethics exam in English during the 2017 Summer session The Securities ... Read More
bundesbank-feb

Bundesbank posts distributable profit of €0.4 billion in 2016

24/02/2017(0)
The Bundesbank posted a profit of €1.0 billion for the 2016 financial year, compared with €3.2 billion in 2015. Owing to an allocation to the reserves, the remaining distributable ... Read More
cftc-logo

E*TRADE ordered to pay a $280,000 penalty

27/01/2017(0)
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against E*TRADE Securities LLC (E*TRADE Securities), an Introducing Broker, and E*TRADE Clearing LLC (E*TRADE ... Read More
Interactive-Brokers-Fang-Li

Interactive Brokers Japan fined JPY 20 million

26/01/2017(0)
Japan Exchange Regulation (hereinafter “JPX-R”) has inspected Interactive Brokers Securities Japan,Inc. (hereinafter “the Company”) and deemed that there was insufficient trading management to prevent acceptance of orders, etc., which ... Read More
amf

AMF France introduced a new market surveillance

26/01/2017(0)
The Autorité des Marchés Financiers (AMF), ever determined to remain at the forefront of detecting market abuse and other violations, is launching an effort to modernise its monitoring system, ... Read More
Broker Cyprus TopFX