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regulator

jersey-financial-services-commission

Fees To Increase For Jersey Financial Firms

18/10/2016(0)
Jersey’s financial services regulator, the Jersey Financial Services Commission, says it will proceed with its proposal to increase registry fees. The fee for annual returns for companies and the ... Read More
lendup

Fintech Upstart LendUp Fined by CFPB, California Regulator

29/09/2016(0)
Fintech upstart LendUp was fined by the Consumer Financial Protection Bureau and a California state regulator over widespread violations of payday- and installment-lending laws. The San Francisco-based lender, which ... Read More
Roulette-Wheel

UK Gambling Regulator Clarifies Digital Currency Rules

10/08/2016(0)
The UK’s gambling regulator has clarified its rules for digital currencies. In an update to its codes of practice issued this July, the UK Gambling Commission (UKGC) outlined how ... Read More
China

China regulator shutters 10,000 funds

02/08/2016(0)
China’s funds regulator said on Monday it has canceled the licenses of over 10,000 funds, amid a crackdown on the country’s poorly regulated fund management sector, which has been ... Read More
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FRC is to investigate PwC over its auditing of BHS

01/08/2016(0)
The Financial Reporting Council (FRC) is to investigate PwC over its auditing of BHS for the 2014 financial year, following on from criticism of the firm’s actions in signing ... Read More
cftc-logo

CFTC orders Futures Commission Merchant and its controller to pay a $150,000 Penalty

10/05/2016(0)
Cunningham also Penalized for its Failure to Immediately Report a Customer Residual Account Deficiency and for its Failure to Report Special Account Positions Held by Large Traders The U.S. ... Read More
ASIC_regulator

ASIC releases market integrity report

04/04/2016(0)
ASIC has released its six-monthly report on market integrity focusing on the three areas of deterrence, standards and education, and behavioural change. In its new short form, Report 475 Market Integrity ... Read More
china tax

China Looks at Introducing Tax on Foreign Currency Transactions

24/03/2016(0)
China is looking at introducing a tax on foreign currency transactions, among other measures, to curb speculative capital flows, even though outflows have recently slowed, a senior foreign-exchange regulatory ... Read More
FCA-logo

FCA fines and restricts W H Ireland Limited for market abuse risks

25/02/2016(0)
The Financial Conduct Authority (FCA) has fined W H Ireland Limited (WHI) £1.2million. The firm is also restricted for a period of 72 days from taking on new clients ... Read More
sepa

Guernsey, Jersey, Isle Of Man Join SEPA

16/02/2016(1)
The European Payments Council has confirmed that from May 1, 2016, Guernsey, Jersey, and the Isle of Man will become part of the geographical scope of the direct debit ... Read More
Broker Cyprus TopFX