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regulator

ASIC_regulator

ASIC: Former finance broker pleads guilty to fraud

28/03/2014(0)
ASIC has issued an announcement informing the investors the following: A former finance broker has admitted to stealing the identities of former clients so she could buy two cars, ... Read More
onestopbrokers-Regulators

ASIC bans bankrupt financial adviser

28/03/2014(0)
ASIC has banned Victorian-based financial adviser, Mr Allan Burt Vissenjoux, from providing financial services. Mr Vissenjoux, who is an undischarged bankrupt, has been banned from providing financial services until ... Read More
ASIC_regulator

ASIC bans former WA accountant

28/03/2014(0)
ASIC has permanently banned former accountant, Mr Arden Rodrick Wittensleger, 44, of Menora in Western Australia, from providing financial services and engaging in credit activity. ASIC took action after ... Read More
ASIC_regulator

ASIC accepts enforceable undertaking from Franchelen Pty Ltd

26/03/2014(0)
ASIC has accepted an enforceable undertaking (EU) from Franchelen Pty Ltd (Franchelen), after an investigation found they engaged in unlicensed credit activity. ASIC’s investigation looked at the financing offered ... Read More
cbc

CBC: Financial Indicators of stability

26/03/2014(0)
The Central Bank of Cyprus has published the basic aggregate financial indicators for the Cypriot banking and co-operative sector, for the fourth semester of 2013, which are based upon ... Read More
finance-management

FRB: Agencies Issue Proposed Rule on Minimum Requirements for Appraisal Management Companies

24/03/2014(0)
Six agencies today issued a proposed rule that would implement minimum requirements for state registration and supervision of appraisal management companies (AMCs). An AMC is an entity that serves ... Read More
FCA_regulator

FCA warning for unauthorised firm

18/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “Riggs Bank Europe Limited” is not permitted to provide financial services or ... Read More
onestopbrokers-Regulators

ASIC fined SuperHelp Australia Pty Ltd

18/03/2014(0)
SuperHelp Australia Pty Ltd (SuperHelp) has paid a $10,200 infringement notice penalty after making potentially misleading statements about the cost of setting up a self-managed superannuation fund (SMSF) using ... Read More
FCA_regulator

FCA warning for a clone firm

13/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that BlackRock Fund Managers Limited, www.blackrock.co.uk (clone firm is using Authorised Firm’s website) is ... Read More
Broker Cyprus TopFX