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regulator

finma

FINMA recognises SFAMA code of conduct

14/11/2014(0)
The Swiss Financial Market Supervisory Authority FINMA has recognised the SFAMA code of conduct as a minimum standard. The code of conduct, which will come into force on 1 ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of CIF (Cyprus Investment Firms) licence

14/11/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “Glistentree Holdings Limited” has successfully obtained the CySec licence for CIF (Cyprus Investment Firms). ... Read More
finma

FINMA sanctions foreign exchange manipulation at UBS

12/11/2014(0)
The Swiss Financial Market Supervisory Authority (FINMA) has concluded enforcement proceedings against UBS AG (UBS) regarding foreign exchange trading conducted in Switzerland. FINMA found that over an extended period ... Read More
JPMorgan

JPMorgan says improved systems and controls after FX rigging probe

12/11/2014(0)
Wall Street bank JPMorgan, fined $662 million by UK and US regulators for failings in foreign exchange, said on Wednesday that it had made significant improvements to systems and ... Read More
FCA_regulator

FCA confirms price cap rules for payday lenders

11/11/2014(0)
People using payday lenders and other providers of high-cost short-term credit will see the cost of borrowing fall and will never have to pay back more than double what ... Read More
moex

Moscow Exchange chooses DataSpace as primary data center services provider

11/11/2014(0)
Moscow Exchange, Russia”s leading exchange platform for equities, bonds, derivatives, currencies, money market instruments and commodities, announced that it has chosen Moscow-based DataSpace as its primary data center facility ... Read More
cftc-image-jpeg

CFTC Further Implements Trade Execution Requirement

11/11/2014(0)
The Commodity Futures Trading Commission’s (CFTC or Commission) Division of Market Oversight (Division) announced further implementation of the trade execution requirement for certain interest rate and credit default swaps. ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: Fees and annual contributions of AIFs and AIFMs

11/11/2014(0)
The Cyprus Securities and Exchange Commission (CySec) informs all interested parties that Directive DI131/56-2014-01 “’Directive on fees payable and annual contributions of Alternative Investment Funds and Alternative Investment Fund ... Read More
natural gas pipes

Second California Regulator Under Fire for PG&E E-Mails

07/10/2014(0)
A second California regulator deliberating on a $1.4 billion penalty proposal against PG&E Corp. (PCG) for its role in a deadly 2010 natural gas pipeline blast has come under ... Read More
Mitsubishi Motors Corp's the i-MiEV electric vehicles are reflected on an external wall in Tokyo

China fines 12 Japanese firms $201 million for price manipulation

20/08/2014(0)
China’s anti-monopoly regulator said on Wednesday it has ordered 12 Japanese auto part and bearings makers to pay fines totaling 1.24 billion yuan ($201.80 million) for manipulating prices. Sumitomo ... Read More
Broker Cyprus TopFX