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regulator

hkex

HKEx Launches the Application Service Provider Programme

18/08/2014(0)
HKEx launches the Application Service Provider Programme and offers the possibility to Exchange Participants (EPs) and investors to connect to HKEx’s markets. Hong Kong Exchanges and Clearing Limited (HKEx) announced ... Read More
Microsoft logo at the 2014 Computex exhibition in Taipei

China regulator says Microsoft should not obstruct anti-trust probe

04/08/2014(0)
Microsoft Corp (MSFT.O) should not obstruct an anti-trust investigation by Chinese regulators, the State Administration for Industry and Commerce (SAIC) said on Monday, the latest shot fired by China’s ... Read More
sec

SEC targets 10 firms in high frequency trading probe – SEC document

18/07/2014(0)
The U.S. Securities and Exchange Commission (SEC) has been seeking information on 10 registered broker dealers as part of an ongoing investigation into high-frequency trading strategies, according to an ... Read More
ICAEW

ICAEW edges closer to approved regulator status

16/07/2014(0)
The representative body for chartered accountants has inched another step closer to gaining the authority to license alternative business structures (ABSs). Parliament agreed yesterday that the Institute of Chartered ... Read More
CySEC

CySec warning against unauthorised firm

25/06/2014(0)
The Cyprus Securities and Exchange Commission (CySec) has published a press release informing  the investors that the company ‘BDB Services Ltd’  (https://www.australia.bancdebinary.com and https://www.bbinary.com): 1. Is not permitted to ... Read More
Barclays

Barclays Fine Spurs New U.K. Scrutiny of Derivatives Conflicts

06/06/2014(0)
Britain’s markets regulator plans to scrutinize the conflicts of interest banks face when they use derivatives after fining Barclays Plc (BARC) for manipulating the price of gold to avoid ... Read More
FCA_regulator

FCA says logbook lenders must raise standards

05/06/2014(0)
The Financial Conduct Authority (FCA), the British regulatory authority has urged the importance of raising longbook lenders’ standards after finding evidence of poor firm behaviour, including little or no affordability ... Read More
bank-of-england

Bank of England maintains key rate at 0.50%

05/06/2014(0)
The Bank of England (BoE) decided to maintain its Bank Rate at 0.5% after a meeting held today following the decision of ​the Bank of England’s Monetary Policy Committee. The Committee ... Read More
ASIC_regulator

ASIC bans former Sydney trader

20/05/2014(0)
The Australian Securities and Investments Commission (ASIC) has banned Jeremy Kaviraj Nambiar, of St Ives, New South Wales, from providing financial services for eight years after an ASIC investigation ... Read More
ASIC_regulator

ASIC reports on dark liquidity rule

19/05/2014(0)
The Australian Securities and Investments Commission (ASIC) today released the results of a review of rule changes affecting ‘dark trading’ and their impact on market quality. The meaningful price ... Read More
Broker Cyprus TopFX