European regulators gave most banks a clean bill of health in “stress tests” despite the Continent’s sluggish growth and low interest rates, saying only a clutch of lenders would struggle ... Read More
The Securities and Exchange Commission today announced it has won a court-ordered asset freeze to halt an ongoing fraud by two former brokers with disciplinary histories who allegedly raised ... Read More
The number of practices providing audit services has continued to fall at a rapid pace, as the market comes to terms with regulatory and legislative edicts at both the top ... Read More
Microsoft announced a $26.2 billion deal on Monday to acquire professional social platform LinkedIn for $196 per share. Shares of LinkedIn surged 47 percent after the announcement to near $193, while Microsoft’s ... Read More
The Securities and Exchange Commission today charged a Wall Street-based brokerage firm with failing to sufficiently evaluate or monitor customers’ trading for suspicious activity as required under the federal ... Read More
Research finds 389 firms on London Stock Exchange with market capitalisation of £225bn are registered in offshore territories Almost 400 companies listed on the London Stock Exchange (LSE), with a collective ... Read More
The United Kingdom (UK) and Singapore have established the first FinTech Bridge with the signing of a Regulatory Cooperation Agreement between UK’s Financial Conduct Authority (FCA) and the Monetary Authority ... Read More
The European Commission gave its backing to the use of crowdfunding as an alternative source of finance for start-ups in the EU Member States, in a report on the ... Read More
Sophisticated new algorithm executes based upon pattern identified by Pragma research Shift to TWAP trading within widened WM/Reuters window has led to predictable trading patterns Pragma Securities, a leading ... Read More
The European Securities and Markets Authority (ESMA) has today published a discussion paper on UCITS share classes (the DP). The Undertakings for Collective Investment in Transferable Securities (UCITS) Directive recognises the ... Read More
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