Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

regulators

EU-Commission

Commission launches consultation on Transparency Register, inviting stakeholder views on a future mandatory system for all EU institutions

02/03/2016(0)
The European Commission is launching a public consultation on the Transparency Register to gather stakeholder views on a future mandatory system for all EU institutions. On 1 March, the ... Read More
nfa log

NFA bars Streamwood, Ill. introducing broker Portfolio Managers Inc. from membership

01/03/2016(0)
National Futures Association (NFA) has permanently barred Portfolio Managers, Inc. (PMI), an NFA Member introducing broker located in Streamwood, Ill., and PMI’s LA branch office associated persons (AP) Christopher M. Hogan andThomas ... Read More
logo_esma_header

ESMA warns unauthorised use of ESMA’s Identity and Logo

22/02/2016(0)
The European Securities and Markets Authority (ESMA) has been informed that its identity and logo have been used in communications targeting company employees in order to request the transfer ... Read More
SEC_logo

SEC charged a former Deutsche Bank research analyst

19/02/2016(0)
The Securities and Exchange Commission today charged a former Deutsche Bank research analyst with certifying a rating on a stock that was inconsistent with his personal view. An SEC ... Read More
swift

The Central Bank of the I.R. of Iran announced that SWIFT completes the on-boarding process for Iranian banks

18/02/2016(0)
Following the historic event of implementation of Joint Comprehensive Plan of Action (JCPOA) agreed by the 5+1 countries on January 16th 2016, the Central Bank of the I.R. of Iran ... Read More
bank of canada

Bank of Canada Announces Future Changes to its Published Foreign Exchange Rate Data

17/02/2016(0)
The Bank of Canada today announced that, effective 1 March 2017, it will make a series of changes to the number, frequency and calculation methodology of its published foreign ... Read More
FCA-logo

FCA UK warns for a clone of Capital Markets

17/02/2016(0)
FCA informs that fraudsters are using the details of firms authorised by the Authority to try to convince people that they work for a genuine, authorised firm. This is ... Read More
ASIC_regulator

ASIC permanently bans financial adviser

15/02/2016(0)
ASIC has permanently banned Mr Darren Wise, of Rhodes, NSW, from providing financial services. The ban follows an ASIC investigation and criminal action against Mr Wise which resulted in ... Read More
FCA-logo

£2.9 million to be returned to investors who had invested in a fraudulent collective scheme

15/02/2016(0)
Southwark Crown Court today ordered almost £2.65 million to be returned to investors who had invested in a fraudulent collective scheme established and operated by Alex Hope. In addition, ... Read More
esma regulator

ESMA publishes first supervisory convergence work programme

12/02/2016(0)
ESMA publishes first supervisory convergence work programme The European Securities and Markets Authority (ESMA) has published its first Supervisory Convergence Work Programme 2016 (SCWP), which details the activities and ... Read More
Broker Cyprus TopFX