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Regulators News

esma (European Securities and Markets Authority)

ESMA consults on money market funds rules

25/05/2017(0)
The European Securities and Markets Authority (ESMA) has published a Consultation Paper (CP) on the Money Market Funds Regulation (MMFR). The CP contains proposals on draft technical advice (TA), ... Read More
SEC-Insider-Trading

Charges announced in insider trading scheme involving confidential U.S. Government information

25/05/2017(0)
The Securities and Exchange Commission announced charges in an alleged insider trading scheme involving tips of nonpublic information about government plans to cut Medicare reimbursement rates, which affected the stock ... Read More
FCA_regulator

FCA secures eight confiscation orders totalling almost £2.2 million

24/05/2017(0)
The Central Criminal Court has made confiscation orders against the two final defendants who were convicted of offences following one of the FCA’s largest investigations into unauthorised activity. The ... Read More
CNMV

The Spanish Regulator warns for unregistered financial services providers

24/05/2017(0)
The National Securities Market Commission (CNMV) has issued a warning to inform investors and public on the following entities: FIRST INVESTMENTS CAPITAL MARKETS WWW.FIRSTINVESTMENTSCAPITALMARKETS.COM WWW.FIRST-UNION-ESP.COM WWW.TOROPTION.COM/ES DGX SYSTEM LTD WWW.OPTIONCM.COM ... Read More
cftc-logo

Guardian Asset Group and its owner ordered to pay more than $1 Million

24/05/2017(0)
Federal Court Orders More than $1 Million in Restitution and Civil Monetary Penalties and Permanently Bans Andrew Kurzbard and His Florida-Based Company, Guardian Asset Group, LLC, for Engaging in ... Read More
ASIC_regulator

ASIC suspended Firm’s financial services licence

23/05/2017(0)
Australian financial services licence suspended for failing to lodge financial statements ASIC has suspended the Australian financial services (AFS) licence of NSW-based Divitiarum Audax Pty Limited (‘Divitiarum Audax’) from ... Read More
CySEC

Cyprus Investment Firm renounced its authorisation

18/05/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued today an announcement to inform that a Cyprus Investment Firm renounced its authorisation. According CySec’s announcement, on 27th April 2017, ... Read More
CySEC

CySec informs Cyprus Investment Firms about the German and Spanish regulators restrictions for trading CFDs

18/05/2017(0)
The Cyprus Securities and Exchange Commission (CySec) has issued two important Circulars to inform Cyprus Investments Firms about the recent announcements of the German Federal Financial Supervisory Authority (BaFin) ... Read More
CySEC

A new Firm approved by CySec as Administrative Services Provider

15/05/2017(0)
The Cyprus Securities and Exchange Commission (CySec) released today an announcement to inform that the firm Topcare Corporate Services Limited approved by the Commission as Administrative Services Provider (ASP). Below ... Read More
Bcsc canada regulator

BCSC warns about the online binary options trading TorOption

12/05/2017(0)
The British Columbia Securities Commission (BCSC) has issued a warning to inform public and investors about TorOption, which is owned and operated by Smart Choice Zone LP (together, the Parties). TorOption ... Read More
Broker Cyprus TopFX