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securities

Monetary-Authority-of-Singapore

Ex-DBS trader gets jail in a scheme to defraud CFDs providers in Singapore

23/03/2017(0)
Mr Tey Thean Yang Dennis (Tey) was today sentenced to a total of 16 weeks’ imprisonment as a result of a conviction arising from a joint investigation conducted by ... Read More
Bcsc canada regulator

BCSC alleges former registrant and company sold securities illegally

26/01/2017(0)
The Executive Director of the British Columbia Securities Commission (BCSC) has issued a notice of hearing alleging that Prabhjot Singh Bakshi, a B.C. resident, and SBC Financial Group Inc. ... Read More
bpo

IT spending in Indian financial services to hit $7.8 billion in 2017 – Gartner

31/10/2016(0)
IT spending by banking and securities firms in India will reach $7.8 billion dollars in 2017, an increase of 8.6 percent from 2016, according to Gartner, Inc. This forecast ... Read More
SFC-logo-office

SFC reprimands and fines two JP Morgan entities HK$5.6 million for regulatory breaches

20/10/2016(0)
The Securities and Futures Commission (SFC) has reprimanded J.P. Morgan Securities (Asia Pacific) Limited (JPMSAP) and JPMorgan Chase Bank, National Association (JPMCB), and fined them $3 million and $2.6 ... Read More
Slater-&-Gordon

World’s First Publicly-Traded Law Firm Facing Securities Class Action

14/10/2016(0)
There’s a cautionary tale playing out in Australia over what can happen when law firms take money from outside investors, something that’s still prohibited here in the U.S. Slater ... Read More
esma regulator

ESMA reports on Shadow Banking, Leverage and Pro-Cyclicality

05/10/2016(0)
The European Securities and Markets Authority (ESMA) has issued today a report on securities financing transactions (SFTs), leverage and pro-cyclicality in the EU’s financial markets. ESMA’s report assesses whether the use ... Read More
digital-asset-holdings

Digital Asset, SIX Securities Services partner to bring blockchain to Swiss financial market

23/09/2016(2)
Digital Asset Holdings, a developer of distributed ledger technology (DLT) for the financial services industry, and SIX Securities Services, the post-trade infrastructure operator for the Swiss financial sector have entered ... Read More
GMO-click_3D-Wall-Logo-MockUp_hader-880x400

GMO CLICK published monthly preliminary report for June 2016

05/07/2016(0)
GMO CLICK Holdings, Inc. today released the following monthly preliminary report of its subsidiaries for June 2016. Source: GMO CLICK Read More
Bcsc canada regulator

BCSC issued a warning against Binary Options provider Magnum Options

16/05/2016(0)
British Columbia Securities Commission (BCSC) has issued a warning to inform investors and public regarding binary options trading platform provider Magnum Options. Hampshire Capital Ventures Ltd., which claims to have an ... Read More
Elevence

Digital Asset Holdings announces acquisition of Swiss-based technology company Elevence

21/04/2016(0)
Digital Asset Holdings (Digital Asset), a developer of distributed ledger technology for the financial services industry, today announced that it has acquired Zurich-based Elevence Digital Finance AG (Elevence), a ... Read More
Broker Cyprus TopFX