Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

suspension

CySEC

Withdrawal of suspension of CIF authorisation

04/04/2017(0)
CySec has released a decision to withdraw the suspension of the authorization of the Cyprus Investment Firm Dragon Options Ltd, number 223/14. Dragon Options Ltd was among the four ... Read More
CySEC

Withdrawal of suspension of CIF authorisation

04/04/2017(0)
CySec has published a decision to withdraw the suspension of the authorization of the Cyprus Investment Firm TTCM Traders Trust Capital Markets Ltd, number 107/09. TTCM Traders Trust Capital ... Read More
CySEC

Lift of suspension of the license of ASP Mutual Trust Ltd

30/08/2016(0)
The Cyprus Securities and Exchange Commission (CySec) announces the lift of the suspension of authorisation for providing Administrative Services of «Mutual Trust Limited» (‘the Company’), with number 44/196, pursuant ... Read More
FSC Mauritius logo

FSC issues Public Notice – Revocation of the Licences of FX Primus Limited

30/03/2016(0)
Revocation of the Investment Dealer (Currency Derivatives Segment) Licence, Investment Dealer (Full Service Dealer excluding Underwriting) Licence and Category 1 Global Business Licence of FX Primus Limited (‘FXP’) The ... Read More
ASIC_regulator

Forex TG requests voluntary suspension of AFS licence

10/02/2016(0)
Forex TG Pty Ltd (Forex TG) has voluntarily requested that ASIC temporarily suspend its Australian Financial Services (AFS) licence in order to provide it with time to restructure, re-brand ... Read More
finra1

FINRA Sanctions Monex Securities Inc. $1.3 Million for Failing to Register and Supervise Foreign Personnel

31/12/2014(0)
Firm’s President Fined and Suspended The Financial Industry Regulatory Authority (FINRA) announced today that it has ordered Monex Securities Inc. to pay $1,100,000 in disgorgement of commissions, plus interest, ... Read More
quindell-logo

Quindell seeks new broker to avoid suspension

15/12/2014(0)
The listed legal services company Quindell is seeking to avoid the possibility of being suspended by finding a new broker after its last one stood down. Quindell is listed ... Read More
onestopbrokers-Regulators

CALDB suspends NSW joint liquidator for six months

16/04/2014(0)
The Companies Auditors and Liquidators Disciplinary Board (CALDB) has ordered the suspension of the registration of Mr William James Hamilton as a liquidator for six months following an application ... Read More
ASIC_regulator

ASIC suspends auditor

16/04/2014(0)
The Australian Securities and Investments Commission (ASIC), has announced the suspension of the registration of Wayne John Wessels, the former auditor of whitegoods distributor Kleenmaid, following a successful application ... Read More
Broker Cyprus TopFX