Search Results for: Barclays

Barclays and former executives charged with fraud conspiracy

July 3rd, 2017 (0)
Ex-CEO John Varley, Roger Jenkins among four men charged Charges relate to Barclays’s 2008 capital raising with Qatar Barclays Plc and four former executives will appear in a London court for the first time Monday to face allegations they ...

Barclays spoke to regulators about bringing bitcoin ‘into play’

June 26th, 2017 (0)
Barclays U.K. CEO Ashok Vaswani told CNBC that the bank has spoken to regulators about cryptocurrencies like bitcoin. Vaswani did not reveal the content of the discussions with Britain’s Financial Conduct Authority (FCA), but said it involved talking about ...

SFO charges Barclays and four individuals with conspiracy to commit fraud

June 20th, 2017 (0)
The Serious Fraud Office (SFO) has today charged Barclays Plc and four individuals with conspiracy to commit fraud and the provision of unlawful financial assistance contrary to the Companies Act 1985. The charges relate to Barclays Plc’s capital raising ...

Federal Reserve imposes $1.2 million fine and permanent ban on employment against former Barclays Bank PLC employee

May 22nd, 2017 (0)
The Federal Reserve Board on Friday announced that it has imposed a $1.2 million fine and a permanent ban on employment in the banking industry against Christopher Ashton, the former Global Head of Foreign Exchange (FX) Spot Trading at ...

Barclays to pay $97 Million for overcharging clients

May 11th, 2017 (0)
The Securities and Exchange Commission today announced an enforcement action requiring Barclays Capital to refund advisory fees or mutual fund sales charges to clients who were overcharged. In a settlement of more than $97 million, Barclays agreed to settle ...

Barclays opens Europe’s largest fintech site in London

May 3rd, 2017 (0)
Barclays has opened its new open innovation site, Rise London, in Shoreditch – hailed as Europe’s “largest co-working space dedicated to fintech”. Rise will be a place for start-ups, corporate clients and others to co-create new products, services and ...

Investigations have commenced into Barclays and Group CEO

April 10th, 2017 (0)
 Barclays PLC and Barclays Bank PLC (Barclays) announce that the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have commenced investigations into: ·    Jes Staley, Group Chief Executive Officer of Barclays, as to his individual conduct and senior ...

Two former Barclays employees acquitted in Libor trial

April 7th, 2017 (0)
The Serious Fraud Office (SFO) has issued a press release to inform in relation to the last decision coming from the Southwark Crown Court in Libor trial. According the release: Stylianos Contogoulas and Ryan Michael Reich were acquitted by ...

ASIC accepts enforceable undertaking from Barclays entities

March 23rd, 2017 (0)
Yesterday, ASIC accepted an enforceable undertaking (EU) from three Barclays foreign financial service providers (FFSPs): Barclays Capital Inc. (BCI) domiciled in the United States of America Barclays Capital Asia Limited (BCAL) domiciled in Hong Kong, and Barclays Capital Securities Limited ...

Former director at Barclays gets prison in a U.S.

January 12th, 2017 (0)
A former director at Barclays Plc was sentenced on Wednesday to five months in a U.S. prison for repeatedly tipping off a friend who worked as a plumber to impending mergers underway at the bank so that the friend ...
Broker Cyprus TopFX