CNMV Spain warns on unregistered investment services firms 


The regulatory body of the Spanish Stock Market, Comision Nacional del Mercado de Valores (CNMV), has issued press releases to inform public in relation with firms that are not authorised to provide investment services in Spain which includes investment advice.

According to CNMV, the firms:

1) Broker Group/Broker Capital
Paseo de Gracia, 55, 3º, 08007 Barcelona

and 2) Broker Capital (Belize)
Barrack Road, 35, third floor Belize City, Belize

Are not authorised to provide the investment services detailed in paragraph 1 and in letters a), b), d), f) and g) of paragraph 2 of Article 63 of the Spanish Securities Market Act, which includes investment advice, in relation to the financial instruments detailed in article 2 of the said Act, including, to such effects, transactions on foreign currency.

Source: CNMV

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