ASIC bans former employee of financial services business
ASIC has permanently banned former AFS licensee employee Mr Nicolai D’Lamartin, of Rosebery NSW, from providing financial services.
In 2014 Mr D’Lamartin was convicted of numerous counts of fraud and related offences under the Crimes Act 1900 (NSW), including impersonating persons and creating and using false documents to gain a financial advantage, larceny and using and possessing other people’s identification information.
ASIC Deputy Chair Peter Kell said: ‘Banning unscrupulous operators like Mr D’Lamartin will ensure consumers can have trust and confidence in the financial services industry.’
Mr D’Lamartin’s convictions came to ASIC’s attention in the course of investigating the conduct of an AFSL holder in late 2015. He has the right to appeal to the Administrative Appeals Tribunal (AAT) for a review of ASIC’s decision.
Source: ASIC
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