Alert! Beware of companies offering financial services without the required license
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), China (Financial Supervisory Commission Chinese Taipei – FSC), Holland (Netherlands Authority for the Financial Markets – AFM), Sweden (Finansinspektionen), Hong Kong (Securities and Futures Commission – SFC), British Columbia (British Columbia Securities Commission – BCSC), Mauritius (Financial Services Commission ) and Italy (Consob) report the companies and web sites offering investment, financial and insurance services to local people without the required authorisations.
Reported by the FCA:
- BlackRock Alliance LP;
- Fernpool Holdings Ltd (www.fernpoolholdings.com), with declared registered addresses in Gibraltar and in China,, clone of the authorised company Fernpool Holdings Limited, with registered address in Gibraltar (reference no. 74247);
- PVP Research (www.pvpresearch.com), with declared registered addresses in Zurich, London and New York;
- Symmons Advisors LLC (www.symmonsadvisors.com), with declared registered address in New York;
Capital Partner Group (www.capitalpartnergroup.com), clone of the authorised company Capital Partners Group (www.Capital-Partners.co.uk), with registered address in London (reference no. 435916); - Savings Options Trading (www.savingsoptionstrading.com), clone of the authorised company Spreadex (www.spreadex.com), (reference no. 190941;
- Harper Wealth Management (https://harperwealthmanagement.com), with declared registered address in London;
- Citi Security Finance (www.ctscfin.com);
- National Refund Group;
- Aon Asset Management (https://aonassetmanagement.com), with declared registered address in London, clone of the authorised company Aon UK Limited (www.aon.com), with registered address in London (reference no. 310451);
- Equistone Volkswagen Ag (www.uk-investmentbond.com), with declared registered addreass in London, clone of the authorised company Equistone Partners Europe Limited (www.equistonepe.com), with registered address in London (reference no. 124366);
- Crypto Exchange Pro (https://cryptoexchangepro.com), with declared registered address in London.
Reported by FINMA:
- World Advisory Group (www.worldadvisorygroup.com);
- Amon Privat Capital (www.amonprivatcapital.com);
- Rocket Consultant Group (www.rocketconsultantgroup.com), with declared registered address in Zurich.
Reported by the FSC:
- Financial Securities Rulemaking Board (FSRB);
- Sadler Company Ltd (SI);
- Structured Strategic Capital (SSC).
Reported by the AFM:
- Wainwright Marks Management (www.wainwrightmarks.com), with declared registered address in Taiwan.
Declared by Finansinspektionen:
- Swiss Golden Investment Bank.
Reported by the SFC:
- Lion Group Holdings Limited (https://liongroupholdings.com), with declared registered address in Hong Kong;
- Alliance Capital Management Limited (https://alliance-intl.com), with declared registered address in Hong Kong;
- Yi Fu International (www.ibkrr.com) with declared registered address in Hong Kong;
- Knight Investment Limited;
- www.raimyfinance.com;
- Kingsman Investment Limited (www.kingsmanltd.com), with declared registered address in Hong Kong;
- Hk Dudian International Investment Group Co Limited /Hk Gudian International Investment Group Co Ltd (www.i-gud.com), with declared registered address in Hong Kong;
- A1 Trade;
- IFD Consulting Limited (www.ifdlimited.com), with declared registered address in Hong Kong;
- Safe Deed Limited (www.safedltd.com), with declared registered address in Hong Kong;
- Db Services Limited / Dbs Ltd, Hk (www.dbsltdhk.com), with declared registered address in Hong Kong.
- Bond House Limited.
Reported by the BCSC:
- Swift Bits Options Ltd ( www.swiftbitoptions.com);
- United Financial Commodity Group/ United FCG ( http://unitedfcg.com/index.php; https://erp.unitedfcg.com/;
- Rocket Consultant Group Ltd (www.rocketconsultantgroup.com).
Reported by the Financial Services Commission:
- Expert Markets.
Reported by the Consob:
- Swiss Capital Group Ltd – Swiss Cap Ltd (www.capitalswissfx.com)
Source: Consob