Alert! Beware of companies offering financial services without the required license 

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The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Switzerland (Swiss Financial Market Supervisory Authority – FINMA), China (Financial Supervisory Commission Chinese Taipei – FSC), Holland (Netherlands Authority for the Financial Markets – AFM), Sweden (Finansinspektionen), Hong Kong (Securities and Futures Commission – SFC), British Columbia (British Columbia Securities Commission – BCSC), Mauritius (Financial Services Commission ) and Italy (Consob) report the companies and web sites offering investment, financial and insurance services to local people without the required authorisations.

Reported by the FCA:

  • BlackRock Alliance LP;
  • Fernpool Holdings Ltd (www.fernpoolholdings.com), with declared registered addresses in Gibraltar and in China,, clone of the authorised company Fernpool Holdings Limited, with registered address in Gibraltar (reference no. 74247);
  • PVP Research (www.pvpresearch.com), with declared registered addresses in Zurich, London and New York;
  • Symmons Advisors LLC (www.symmonsadvisors.com), with declared registered address in New York;
    Capital Partner Group (www.capitalpartnergroup.com), clone of the authorised company Capital Partners Group (www.Capital-Partners.co.uk), with registered address in London (reference no. 435916);
  • Savings Options Trading (www.savingsoptionstrading.com), clone of the authorised company Spreadex (www.spreadex.com), (reference no. 190941;
  • Harper Wealth Management (https://harperwealthmanagement.com), with declared registered address in London;
  • Citi Security Finance (www.ctscfin.com);
  • National Refund Group;
  • Aon Asset Management (https://aonassetmanagement.com), with declared registered address in London, clone of the authorised company Aon UK Limited (www.aon.com), with registered address in London (reference no. 310451);
  • Equistone Volkswagen Ag (www.uk-investmentbond.com), with declared registered addreass in London, clone of the authorised company Equistone Partners Europe Limited (www.equistonepe.com), with registered address in London (reference no. 124366);
  • Crypto Exchange Pro (https://cryptoexchangepro.com), with declared registered address in London.

Reported by FINMA:

  • World Advisory Group (www.worldadvisorygroup.com);
  • Amon Privat Capital (www.amonprivatcapital.com);
  • Rocket Consultant Group (www.rocketconsultantgroup.com), with declared registered address in Zurich.

Reported by the FSC:

  • Financial Securities Rulemaking Board (FSRB);
  • Sadler Company Ltd (SI);
  • Structured Strategic Capital (SSC).

Reported by the AFM:

  • Wainwright Marks Management (www.wainwrightmarks.com), with declared registered address in Taiwan.

Declared by Finansinspektionen:

  • Swiss Golden Investment Bank.

Reported by the SFC:

  • Lion Group Holdings Limited (https://liongroupholdings.com), with declared registered address in Hong Kong;
  • Alliance Capital Management Limited (https://alliance-intl.com), with declared registered address in Hong Kong;
  • Yi Fu International (www.ibkrr.com) with declared registered address in Hong Kong;
  • Knight Investment Limited;
  • www.raimyfinance.com;
  • Kingsman Investment Limited (www.kingsmanltd.com), with declared registered address in Hong Kong;
  • Hk Dudian International Investment Group Co Limited /Hk Gudian International Investment Group Co Ltd (www.i-gud.com), with declared registered address in Hong Kong;
  • A1 Trade;
  • IFD Consulting Limited (www.ifdlimited.com), with declared registered address in Hong Kong;
  • Safe Deed Limited (www.safedltd.com), with declared registered address in Hong Kong;
  • Db Services Limited / Dbs Ltd, Hk (www.dbsltdhk.com), with declared registered address in Hong Kong.
  • Bond House Limited.

Reported by the BCSC:

  • Swift Bits Options Ltd ( www.swiftbitoptions.com);
  • United Financial Commodity Group/ United FCG ( http://unitedfcg.com/index.php; https://erp.unitedfcg.com/;
  • Rocket Consultant Group Ltd (www.rocketconsultantgroup.com).

Reported by the Financial Services Commission:

  • Expert Markets.

Reported by the Consob:

  • Swiss Capital Group Ltd – Swiss Cap Ltd (www.capitalswissfx.com)

Source: Consob

Check HERE for a comprehensive list of Regulatory authorities around the world

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