Search Results for: ESMA

ESMA fines trade repository €238,500 for EMIR data failures

September 29th, 2021 (0)
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has fined trade repository UnaVista Limited €238,500 for eight breaches of the European Market Infrastructure Regulation (EMIR). The breaches relate to failures in ensuring the integrity of ...

ESMA imposed a fine for EMIR Data breaches

July 13th, 2021 (0)
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has fined DTCC Derivatives Repository Plc (DDRL) a total of €408,000 for seven infringements of the European Market Infrastructure Regulation (EMIR) regarding data confidentiality, data integrity, and ...

ESMA: Retail clients continue to lose out due to high investment products costs

April 15th, 2021 (0)
The European Securities and Markets Authority (ESMA), the EU securities regulator, published its third annual statistical report on the cost and performance of European Union (EU) retail investment products. In the report ESMA finds that the costs of investing ...

ESMA recommends action by financial market participants for Covid-19 impact

March 16th, 2020 (0)
The European Securities and Markets Authority (ESMA), together with National Competent Authorities (NCAs), is closely monitoring the situation in view of the continuing impact of the COVID-19 outbreak on financial markets in the European Union (EU). Following a Board ...

ESMA ceases renewal of product intervention measures relating to CFDs

August 5th, 2019 (0)
The European Securities and Markets Authority (ESMA), the EU securities markets’ regulator, has issued an announcement to inform that will not renew the temporary restriction on the marketing, distribution or sale of contracts for differences to retail clients in ...

ESMA ceases renewal of product intervention measure relating to Binary Options

July 4th, 2019 (0)
The European Securities and Markets Authority (ESMA), the EU securities markets’ regulator, has issued an announcement to inform that will not renew the temporary prohibition of the marketing, distribution or sale of binary options to retail clients in the European ...

ESMA renews decision in relation to contracts for differences

May 3rd, 2019 (0)
The European Securities and Markets Authority (ESMA) has issued an announcement to inform about its decision for restrictions in relation to Contracts For Differences (CFDs). In accordance ESMA’s announcement, on 17 April 2019, the ESMA adopted a Decision under ...

ESMA renews Binary Options prohibition

February 21st, 2019 (0)
The European Securities and Markets Authority (ESMA) has agreed to renew the prohibition of the marketing, distribution or sale of binary options to retail clients, in effect since 2 July 2018, for a further three-month period. ESMA has carefully ...

ESMA updates the MiFID II/MiFIR transitional transparency calculations

January 23rd, 2019 (0)
The European Securities and Markets Authority (ESMA) has issued a press release to inform that an updated version of the MiFID II/MiFIR transitional transparency calculations (TTC) is available. The update relates to the transitional transparency calculations for commodity derivatives ...

ESMA to renew prohibition in relation to Binary Options

December 28th, 2018 (0)
The European Securities and Market Authority (ESMA) published an announcement in relation to the renewal of the prohibition on the marketing, distribution or sale of binary options to retail clients. In accordance the announcement, on 14 December 2018, the ...
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