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Regulators

swedish regulator finan

Swedish regulator warns against unauthorised firm

20/08/2014(0)
Finansinspektionen, the Swedish Financial Supervisory Authority, has published a statement in order to warn investors against dealing with unauthorised firms. As a result, Glacier Bay Capital LLC has not ... Read More
fma

FMA files civil proceedings against trustee

20/08/2014(0)
The Financial Markets Authority (FMA) has filed civil proceedings against Prince and Partners Trustee Company Limited (Prince). Prince was the trustee for finance company Viaduct Capital Limited (Viaduct). Viaduct ... Read More
Hong Kong Monetary Authority

HKMA reaction to US sanctions over StanChart

20/08/2014(0)
Following the New York Department of Financial Services allegations against Standard Chartered Bank as announced yesterday, the Hong Kong Monetary Authority has issued a notice informing that it has taken ... Read More
fund

U.K. Regulator ‘Comfortable’ With Fund Managers Earning Millions

20/08/2014(0)
Fund managers are entitled to be paid millions of pounds if they’re delivering high returns for investors, the U.K. markets regulator said, the first sign it won’t seek to ... Read More
Batista, Chairman and CEO of EBX Group speaks at a dinner panel discussion at the Milken Institute Global Conference in Beverly Hills

Trading probes from regulator on Brazil’s Batista due in 2015

20/08/2014(0)
The results of more than a dozen investigations into market manipulation by Brazilian entrepreneur Eike Batista and current or former executives of his EBX Group, will likely be made ... Read More
sec

SEC charges Former Bank Executive and Friend With Insider Trading

19/08/2014(0)
The Securities and Exchange Commission (SEC) has charged a former bank executive in Massachusetts and his friend with insider trading in advance of the bank’s acquisition of another financial ... Read More
osc ontario

OSC warns against unlicensed firm

19/08/2014(0)
The Ontario Securities Commission (OSC) has become aware of an unlicensed firm and therefore has issued a warning against the firm to protect potential traders. OSC informs investors that ... Read More
financial-services-malta-mfsa

MFSA warns against unauthorised firm

18/08/2014(0)
The MFSA (Malta Financial Services Authority) wishes to alert the public, in Malta and abroad, that Finexten Transition, a fund which is being marketed as a sub-fund of Finexten SICAV ... Read More
Finans

Finanstilsynet warns against unauthorised firm

18/08/2014(0)
MFSA issued a press release informing that Finanstilsynet (The Financial Supervisory Authority of Norway) warns against investment offers promoted by Benison Asset Management. Finanstilsynet has been informed that Benison ... Read More
sec

SEC charges stock company of oil and gas production

18/08/2014(0)
The Securities and Exchange Commission (SEC) has announced charges against a Houston-based penny stock company and four individuals behind a pump-and-dump scheme that misled investors to believe the company ... Read More
Broker Cyprus TopFX