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Regulators

banks

New EU Bank-Creditor Loss Rules Leave Room for Confusion

13/06/2014(0)
The European Union has served notice that senior bondholders will be in the firing line for losses when banks go bust, yet the law’s fine print leaves room for ... Read More
ASIAN STOCKS

Dark Pools Take Larger Share of Trades Amid SEC Scrutiny

13/06/2014(0)
The rise of off-exchange trading in the U.S. stock market continues unabated even as regulators question the wisdom of allowing the shift to continue. Shares changing hands in private ... Read More
osc ontario

Predatory Trading Rules Considered in Canada

13/06/2014(0)
The Ontario Securities Commission may consider measures to regulate high-frequency trading if evidence of predatory activity is found as it reviews its market-structure policies, Chairman Howard Wetston said. “The ... Read More
Cyprus Securities and exchange commission (cysec)

Bank Recovery and Resolution Directive for CIFs

12/06/2014(0)
The Cyprus Securities and Exchange Commission (CySec) is informing the Cyprus Investment Firms (‘the CIFs’) about Bank Recovery and Resolution Directive and on the Data requested by the EU ... Read More
bank-of-england

HM Treasury, the BoE and the Financial Conduct Authority announce Fair and Effective Markets Review

12/06/2014(0)
The British government has announced in a press release publishing the Fair and Effective Markets Review the strategic steps to follow in order to raise standards of conduct in the financial ... Read More
SFC-logo-office

Pacific Sun Advisors Limited and its director convicted by SFC

12/06/2014(0)
The Securities and Futures Commission (SFC) has issued a press release informing the investors that Pacific Sun Advisors Limited (Pacific Sun) and its director Mr Andrew Pieter Mantel were ... Read More
FCA_regulator

FCA warning against unauthorised firms

12/06/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of Administrative Services Providers (ASP) licence

12/06/2014(0)
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that the following firms have successfully obtained the CySec licence to operate as Administrative Services ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of CIF (Cyprus Investment Firms) licence

11/06/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority, has announced that “VPR Safe Financial Group Ltd” has successfully obtained the CySec license for CIF (Cyprus ... Read More
FSA logo

FSA agrees on mutual Reliance with Foreign Jurisdictions in the Area of Audit Oversight

11/06/2014(0)
The Japanese Financial Services Agency (FSA) and the Certified Public Accountants and Auditing Oversight Board (CPAAOB) published “A Framework for Inspection / Supervision of Foreign Audit Firms, etc.” on ... Read More
Broker Cyprus TopFX