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Regulators

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Solicitor struck off after bribery conviction

20/05/2014(0)
A solicitor has been struck off following his conviction for bribery charges in the US. The Solicitors Disciplinary Tribunal (SDT) struck off Jeffrey Tesler last week (Tuesday 13 May). ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of Administrative Services Providers (ASP) licence

20/05/2014(0)
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that the following firms have successfully obtained the CySec licence to operate as Administrative Services ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: renouncement of licence

20/05/2014(0)
The Cyprus Securities and Exchange Commission announces that, on 6 May 2014, the CIF «Harvest Financial Services Ltd», renounced its authorization pursuant to section 24(1)(b) of the Investment Services ... Read More
onestopbrokers-Regulators

CySec: regarding the harmonized implementation of T+2 as standard settlement

20/05/2014(0)
CySec has issued a press release regarding the harmonized implementation of T+2 as standard settlement period in OTC Secondary Markets for transferable government securities as of 6 October 2014 ... Read More
sra

SRA publishes guidance for criminal legal aid contract applicants

19/05/2014(0)
The Solicitors Regulation Authority (SRA) has published guidance to support applicants tendering for criminal legal aid services contracts. The guidance covers key considerations firms need to keep in mind ... Read More
european-central-bank_regulator

Central Bank Gold Agreement

19/05/2014(0)
ECB and other central banks announce the fourth Central Bank Gold Agreement as follows: The European Central Bank, the Nationale Bank van België/Banque Nationale de Belgique, the Deutsche Bundesbank, ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: acquisition of Administrative Services Providers (ASP) licence

19/05/2014(0)
The Cyprus Securities and Exchange Commission (CySec), the Cypriot financial regulatory authority, has announced that the following firms have successfully obtained the CySec licence to operate as Administrative Services ... Read More
ASIC_regulator

ASIC reports on dark liquidity rule

19/05/2014(0)
The Australian Securities and Investments Commission (ASIC) today released the results of a review of rule changes affecting ‘dark trading’ and their impact on market quality. The meaningful price ... Read More
money

SEC Warns Investors About Marijuana-Related Investments

19/05/2014(0)
The U.S. Securities and Exchange Commission cautioned investors about the potential for fraud in microcap companies that claim their operations relate to the marijuana industry after the agency suspended ... Read More
FCA_regulator

FCA warning against clone firms

19/05/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that “Startuploans Ltd” and “Loan-Monarch” are clone firms, thus, are not permitted to ... Read More
Broker Cyprus TopFX