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Regulators

asic

D2MX Pty Ltd pays infringement notice penalty to ASIC

06/05/2014(0)
The Australian Securities and Investments Commission (ASIC), has given D2MX Pty Ltd (D2MX) an infringement notice penalty and therefore has paid a total penalty of $110,000 to comply with an ... Read More
SEC Probes Threat From Cyber

SEC Charges Toronto-Based Consultant and Four Others in Reverse Merger Schemes Involving China-Based Companies

06/05/2014(0)
The U.S. Securities and Exchange Commission (SEC), charged a Toronto-based consultant and four associates with conducting illegal reverse merger schemes to bring a pair of China-based companies into the ... Read More
Reserve-Bank-of-Australia-Logo-RBA

RBA has issued its monetary policy

06/05/2014(0)
The Reserve Bank of Australia (RBA), has issued a press release informing that the Board decided to leave the cash rate unchanged at 2.5 per cent. Growth in the ... Read More
business

Portions of conflict minerals rule stayed by SEC

05/05/2014(0)
Companies will not have to explicitly declare whether their products contain minerals that originated in mines in the Democratic Republic of Congo or its neighboring countries, according to the ... Read More
FCA_regulator

FCA warning against unauthorised firms

05/05/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services ... Read More
FCA_regulator

FCA warning against unauthorised firm

30/04/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that Euro Solution Ltd is not permitted to provide any financial services ... Read More
deutsche-bank

Deutsche Bank Attacks Basel Plan’s Threat to Repo Market

30/04/2014(0)
Global banks from Deutsche Bank AG (DBK) to Credit Suisse Group AG (CS) are urging international regulators to rethink a liquidity rule they say risks harming the market for ... Read More
Cyprus Securities and exchange commission (cysec)

Restrictive measures directed against certain persons, entities and bodies in view of the situation in Ukraine: CySec

29/04/2014(0)
The Cyprus Securities and Exchange Commission (CySec) has issued a circular informing, the Cyprus Investment Firms, the Management Companies and the Administrative Services Companies (‘the Regulated Entities) about the publication ... Read More
FCA_regulator

FCA warning against clone firm

29/04/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that State Street Bank Global Markets International Limited, State Street Global Advisors ... Read More

Northern Trust Reports SEC Subpoena on Securities Lending

29/04/2014(0)
Northern Trust Corp. (NTRS), the third-biggest independent custody bank, said it received a subpoena from the U.S. Securities and Exchange Commission in April related to the company’s securities lending. ... Read More
Broker Cyprus TopFX