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Regulators

Bank of England_regulator

Bank of England announces expansion of eligibility of securities guaranteed by UKEF as collateral in the Bank’s facilities

08/04/2014(0)
The Bank of England announces the following: UK Export Finance-guaranteed debt capital market notes issued under pro forma documentation and processes that have been agreed between UKEF and the ... Read More
FCA_regulator

FCA on advisory firms

07/04/2014(0)
The Financial Conduct Authority’s (FCA), has issued a press release arguing that too many advisory firms are not being clear with consumers on how much advice costs, the type ... Read More

NY bank regulator Lawsky seeks documents from Credit Suisse: source

07/04/2014(0)
Benjamin Lawsky, New York’s financial services superintendent, has sought documents from Credit Suisse to examine whether Switzerland’s second-biggest bank lied to New York authorities about engineering tax shelters, said ... Read More
Cyprus Securities and exchange commission (cysec)

CySec’s announcement

04/04/2014(0)
The Cyprus Securities and Exchange Commission (‘CySEC’) wishes to inform ASP’s (including ASPs whose application is still pending before CySEC) that: 1. Pursuant to article 11(1)(c) of the Law regulating ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: Acquisition of Licence

04/04/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority has announced that “Emergo Wealth Ltd” has successfully obtained the CySec license. “Emergo Wealth Ltd” is now authorised ... Read More
ASIC_regulator

ASIC takes civil action against Mariner and its directors

03/04/2014(0)
ASIC has started legal action against Mariner Corporation Limited (Mariner) and its current and former directors. ASIC is seeking financial penalties and disqualification orders following the company’s proposed takeover ... Read More
Cyprus Securities and exchange commission (cysec)

Acquisition of licence from CySec

03/04/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority has announced that “Harborx Ltd” has successfully obtained the CySec license. “Harborx Ltd” is now authorised to operate ... Read More
FCA_regulator

FCA announces competition review into credit cards

03/04/2014(0)
The Financial Conduct Authority (FCA) today confirmed its intention to undertake a competition review into the UK’s £150bn credit card market at the end of this year. Speaking at ... Read More
FCA_regulator

FCA warning for unauthorised firm

03/04/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “Baron Group Limited” (www.barongroupltd.com, www.barongrouplimited.com) is not permitted to provide financial services ... Read More
Cyprus Securities and exchange commission (cysec)

Acquisition of licence from CySec

03/04/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority has announced that “Coverdeal Holdings Ltd”  has successfully obtained the CySec license. “Coverdeal Holdings Ltd”  is now authorised ... Read More
Broker Cyprus TopFX