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Regulators

Cyprus Securities and exchange commission (cysec)

CySec: regarding the ASPs obligations for preparing and filing annual/monthly reports and accounts

03/04/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority has announced the following regarding the ASPs obligations for preparing and filing annual/monthly reports and accounts: 1. Pursuant ... Read More
ASIC_regulator

ASIC: lender pays $30,600 penalty for misleading online advertisements

02/04/2014(0)
Australian Securities and Investments Commission (ASIC), has announced that “Paid International Ltd”, formerly known as First Stop Money Ltd, has paid $30,600 in penalties after ASIC issued three infringement ... Read More
FCA_regulator

FCA warning for unauthorised firm

02/04/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “Kingston Financial Group” (http://www.kingston-fg.com) is not permitted to provide financial services or ... Read More
FCA_regulator

Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation

31/03/2014(0)
The Financial Conduct Authority (FCA) has announced plans to look into how firms can reduce the risk of traders manipulating key benchmarks as a central part of its Business ... Read More
Cyprus Securities and exchange commission (cysec)

CySec: suspension of Licence authorisation

31/03/2014(0)
The Cyprus Securities and Exchange Commission announces the continuity of the suspension of the authorization of the Cyprus Investment Firm, Infina Investments (Cyprus) Limited, with number 099/09 until 21st May2014. ... Read More
FCA_regulator

FCA to investigate how firms deal with risk benchmark manipulation

31/03/2014(0)
The Financial Conduct Authority (FCA) has announced plans to look into how firms can reduce the risk of traders manipulating key benchmarks as a central part of its Business ... Read More
bank-new-zealand_regulator

Reserve Bank Bulletin Released

31/03/2014(0)
The Reserve Bank of New Zealand has released the March 2014 edition of the Reserve Bank Bulletin. The Bulletin’s first article provides an introduction to the Reserve Bank’s loan-to-value ... Read More
onestopbrokers-Regulators

CySec: Council Regulation

31/03/2014(0)
The Cyprus Securities and Exchange Commission (CySec) informs, the Cyprus Investment Firms, the Management Companies and the Administrative Services Companies (‘the Regulated Entities) about the publication in the Official ... Read More
Cyprus Securities and exchange commission (cysec)

Obligations arising under the Auditors and Statutory Audits

28/03/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority would like to inform that  the obligations arising under the Auditors and Statutory Audits of Annual and Consolidated ... Read More
ASIC_regulator

ASIC: Former finance broker pleads guilty to fraud

28/03/2014(0)
ASIC has issued an announcement informing the investors the following: A former finance broker has admitted to stealing the identities of former clients so she could buy two cars, ... Read More
Broker Cyprus TopFX