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Regulators

Cyprus Securities and exchange commission (cysec)

CySec: suspension of Licence authorisation

31/03/2014(0)
The Cyprus Securities and Exchange Commission announces the continuity of the suspension of the authorization of the Cyprus Investment Firm, Infina Investments (Cyprus) Limited, with number 099/09 until 21st May2014. ... Read More
FCA_regulator

FCA to investigate how firms deal with risk benchmark manipulation

31/03/2014(0)
The Financial Conduct Authority (FCA) has announced plans to look into how firms can reduce the risk of traders manipulating key benchmarks as a central part of its Business ... Read More
bank-new-zealand_regulator

Reserve Bank Bulletin Released

31/03/2014(0)
The Reserve Bank of New Zealand has released the March 2014 edition of the Reserve Bank Bulletin. The Bulletin’s first article provides an introduction to the Reserve Bank’s loan-to-value ... Read More
onestopbrokers-Regulators

CySec: Council Regulation

31/03/2014(0)
The Cyprus Securities and Exchange Commission (CySec) informs, the Cyprus Investment Firms, the Management Companies and the Administrative Services Companies (‘the Regulated Entities) about the publication in the Official ... Read More
Cyprus Securities and exchange commission (cysec)

Obligations arising under the Auditors and Statutory Audits

28/03/2014(0)
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority would like to inform that  the obligations arising under the Auditors and Statutory Audits of Annual and Consolidated ... Read More
ASIC_regulator

ASIC: Former finance broker pleads guilty to fraud

28/03/2014(0)
ASIC has issued an announcement informing the investors the following: A former finance broker has admitted to stealing the identities of former clients so she could buy two cars, ... Read More
onestopbrokers-Regulators

ASIC bans bankrupt financial adviser

28/03/2014(0)
ASIC has banned Victorian-based financial adviser, Mr Allan Burt Vissenjoux, from providing financial services. Mr Vissenjoux, who is an undischarged bankrupt, has been banned from providing financial services until ... Read More
ASIC_regulator

ASIC bans former WA accountant

28/03/2014(0)
ASIC has permanently banned former accountant, Mr Arden Rodrick Wittensleger, 44, of Menora in Western Australia, from providing financial services and engaging in credit activity. ASIC took action after ... Read More
FCA_regulator

FCA warning for clone company

28/03/2014(0)
The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a Warning informing the investors that “RBC Wealth Management/ Royal Bank of Canada Wealth Management” is a clone ... Read More
bank-new-zealand_regulator

Reserve Bank issues LVR exemption for construction

28/03/2014(0)
The Reserve Bank of New Zealand has published revised rules that exempt construction loans from the Loan-to-Value Ratio (LVR) ‘speed limit’ introduced last October. The exemption for construction loans ... Read More
Broker Cyprus TopFX