Search Results for: fma
FMA ordered foreign exchange educator to change its marketing materials
May 20th, 2016
The Financial Markets Authority (FMA) has ordered a foreign exchange educator to change its marketing materials on the basis that they were misleading or deceptive, and it had made unsubstantiated statements about its services. Cambrian Corporation Limited (Cambrian) offers ...
FMA: Three things that stop you from making good investment decisions – and four that can help
April 22nd, 2016
Feelings and fears are the key things that stop consumers making good decisions when it comes to their finances or investments. A cross-government paper released by the Financial Markets Authority (FMA) today delves further into why we behave this ...
Austrian Financial Market Authority (FMA) Warning: Daikyo Brokerage Limited
April 14th, 2016
The Austrian Financial Market Authority (FMA) has issued a press release to inform that by publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 14 April 2016 the below company is not entitled to provide investment services in Austria requiring a licence. ...
Austrian Financial Market Authority (FMA) warns for two financial services firms
February 11th, 2016
The Austrian Financial Market Authority (FMA) has issued a press release to inform that by publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 11 February 2016 the below providers of the websites is not entitled to provide ...
Austrian Financial Market Authority (FMA) Warning: SIBS Brokers
January 13th, 2016
The Austrian Financial Market Authority (FMA) has issued a press release to inform that by publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 12 January 2016 the below company is not entitled to provide investment services in ...
FMA warns about MercerFXcom
October 14th, 2015
The Financial Markets Authority (FMA) of New Zealand has issued an announcement to warn public for MercerFXcom. Specific, FMA states informs that: Name of company: MercerFXcom Website: www.mercerfx.com Reason for warning: The FMA is concerned that the website refers ...
The FMA publishes first annual report under the new regulatory regime
October 2nd, 2015
The Financial Markets Authority (FMA) 2015 annual report marks a turning point for the FMA and for New Zealand’s financial markets. This is the first report published under the fully implemented Financial Markets Conduct (FMC) Act and highlights activity ...
SPG and SPGI director pleads guilty to FMA charges
September 30th, 2015
Former company director and financial adviser, Andrew Hrothgar Robinson, has today pleaded guilty to charges brought by the Financial Markets Authority (FMA), relating to his involvement as director of Strategic Planning Group Limited (SPG) and SPG Investment Company No.1 ...
FMA releases enforcement and investigations report 2015
August 28th, 2015
The Financial Markets Authority (FMA) published its enforcement and investigations report for the year ending 30 June 2015. The report shows the FMA’s enforcement and investigations activities closely reflect the FMA’s focus on the seven strategic priorities that it identified ...
FMA New Zealand reports: Guilty pleas entered in OPI Pacific Finance case
August 21st, 2015
FMA, New Zealand’s Financial Markets Authority, has issued a press release to inform that: Two former directors of OPI Pacific Finance, Mark Lawrence Lacy and Jason Robert Duncan Maywald, have today pleaded guilty to two charges under the Securities ...
