Consob warns against unauthorised investment services companies
June 16th, 2015
The National Commission for Companies and the Stock Exchange in Italy (Consob) has issued a press release to warn public about companies offering investment services without the required authorisation. Reported by the AFM: Wb-Invest Gmbh (www.wb-invest.com). Reported by the ...
Events – Conferences – Seminars
February 26th, 2015
Stay updated with coming Live Events, Conferences and Seminars for Forex Market, Accounting, Legal Banking and in general on Business, Finance and Investments
Warning against Ftradition LTD
December 9th, 2014
The Netherlands Authority for the Financial Markets (AFM) warns consumers not to respond to offers from Ftradition LTD. This company is a suspected boiler room. Ftradition LTD has approached persons without being asked, to offer them investment proposals. A ...
Supervisory Authorities issued warnings on unauthorised companies
December 2nd, 2014
The supervisory authorities of the United Kingdom (Financial Conduct Authority – FCA), Belgium (Financial Services and Markets Authority – FSMA), Ireland (Central Bank of Ireland), Spain (Comisión Nacional del Mercado de Valores – CNMV) and Holland (Netherlands Authority for ...
Greg Medcraft of ASIC re-elected IOSCO Board Chair
October 3rd, 2014
The International Organization of Securities Commissions (IOSCO) today re-elected Mr. Greg Medcraft as Chairman of the IOSCO Board. Mr. Medcraft was re-elected at the inaugural meeting of the newly constituted Board, during the IOSCO Annual Conference in Rio de ...
FSA agrees on mutual Reliance with Foreign Jurisdictions in the Area of Audit Oversight
June 11th, 2014
The Japanese Financial Services Agency (FSA) and the Certified Public Accountants and Auditing Oversight Board (CPAAOB) published “A Framework for Inspection / Supervision of Foreign Audit Firms, etc.” on September 14, 2009, and stated that with respect to information ...
