Search Results for: Financial Conduct Authority (FCA)
British and Australian financial regulators sign agreement to support innovative businesses
March 23rd, 2016
Under a new world-first agreement, innovative fintech companies in Australia and the United Kingdom will have more support from financial regulators as they attempt to enter the others’ market. As a result of the agreement signed today, the UK’s Financial ...
Financial Regulators of Italy, UK and British Columbia warn in relation with investment firms
December 28th, 2015
The financial regulators of Italy Commissione Nazionale per le Società e la Borsa (Consob), UK Financial Conduct Authority (FCA) and the British Columbia Securities Commission (BCSC) have issued warnings to inform public and investors regarding investment firms. CONSOB Italy ...
The Financial Regulators of UK and Denmark warn investors for unauthorised financial services firms
November 24th, 2015
The Financial Conduct Authority (FCA), the financial regulatory authority of UK and the Danish Financial Supervisory Authority (Finanstilsynet) have issued warnings to inform investors and public for unauthorised and clone firms providing financial services. According to FCA, Fraudsters are ...
European Financial Regulators warn for unauthorised investment firms
November 17th, 2015
The Swedish Financial Supervisory Authority, Finansinspektionen (FI) and the Financial Conduct Authority of UK (FCA) have issued warnings to inform investors and public for unauthorised and clone investment firms. According to Finansinspektionen (FI): Warning issued regarding Aztec Group (clone ...
FCA bans former UBS senior trader from any regulated financial activity
October 19th, 2015
The Financial Conduct Authority (FCA) bans Kweku Mawuli Adoboli from the financial services industry FCA UK, the financial regulatory authority of UK, has issued a press release to inform that: Following convictions on 20 November 2012 of two counts ...
One Financial Markets Expands UAE Operations with Senior Appointments and New Offices
July 28th, 2015
One Financial Markets’ global growth continues, with the appointment of five former senior management team members from Alpari DMCC, new premises in Dubai, a new office in Abu Dhabi and further expansion in London. The ex-Alpari DMCC employees will ...
Study: Penalties Levied by Financial Watchdogs Spiked in 2014
July 2nd, 2015
Financial regulators in the United States, United Kingdom, and Hong Kong have decreased their agency expenditures but increased the penalties they’ve levied, according to a new report by regulatory, compliance, and risk consultancy Kinetic Partners. The study, Global Enforcement ...
One Financial Markets Announces New FSP License in South Africa
June 25th, 2015
One Financial Markets is pleased to announce its new license to operate as a foreign financial service provider (FSP) in South Africa. Authorised and regulated by the Financial Conduct Authority (FCA) in the UK, One Financial Markets offers international ...
FCA confirms approach for financial promotions in social media
March 16th, 2015
The Financial Conduct Authority (FCA) has today published its guidance on financial promotions in social media. This follows detailed engagement and consultation with the industry. The FCA recognises that social media are powerful channels of communication which are of ...
UBS to settle over precious metals misconduct allegations as part of forex market rigging probe
November 10th, 2014
UBS are expected to strike a settlement with financial regulators over allegations of misconduct at its precious metals trading business. The settlement will form a part of a £1.5bn agreement the Swiss lender is due to make with five ...
