Search Results for: Financial Conduct Authority
CySec: warning
March 21st, 2014
The Cyprus Securities and Exchange Commission (CySec) the Cypriot financial regulatory authority has issued a press release warning the investors that the companies: ‘Mercuria Technologies Ltd’ (http://www.optionsmarter.com) ‘Frontiers Group Investment Ltd’ (http://frontierforex.com/) Are not permitted to provide investment and ...
SEC Charges Stockbroker and Law Firm Managing Clerk
March 20th, 2014
The Securities and Exchange Commission charged a stockbroker and a managing clerk at a law firm with insider trading around more than a dozen mergers or other corporate transactions for illicit profits of $5.6 million during a four-year period. ...