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ITG reports trading volume was 3.7 billion shares for March 2017

11/04/2017(0)
ITG (NYSE:ITG), a leading independent broker and financial technology provider, today announced that March 2017 U.S. trading volume was 3.7 billion shares and average daily volume (ADV) was 159 ... Read More
finra-hdqrtrs_0

FINRA and Exchanges charge Lek Securities and CEO Samuel F. Lek

28/03/2017(0)
FINRA and Exchanges Charge Lek Securities and CEO Samuel F. Lek with Aiding and Abetting Securities Fraud Charges Also Include Market Access Rule, Supervisory and Other Violations The Financial ... Read More
Securities Exchange Commission

Broker ITG to pay more than $24.4 million to settle charges

13/01/2017(0)
The Securities and Exchange Commission today announced that broker ITG agreed to pay more than $24.4 million to settle charges that it violated federal securities laws when it prompted ... Read More
Securities Exchange Commission

SEC Charges Three Individuals and Broker-Dealer With Violating Market Structure Rules

19/12/2016(0)
The Securities and Exchange Commission today announced settled cease-and-desist proceedings against the CEO of a Utah-based broker-dealer and two registered persons associated with the firm for causing the firm’s ... Read More
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FINRA Foundation Publishes In-depth Analysis of U.S. Investors

15/12/2016(0)
The FINRA Investor Education Foundation (FINRA Foundation) announced today the results of its Investors in the United States 2016 report, which provides a detailed analysis of 2,000 survey respondents ... Read More
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Forex broker fined for more than $35 Million

17/11/2016(0)
Federal Court Orders IB Capital FX, LLC, Michel Geurkink, and Emad Echadi to Pay More than $35 Million in Restitution and a Civil Penalty for Soliciting at Least $50 ... Read More
greenville

Broker sentenced in $3 million Ponzi scam

16/11/2016(0)
A former Greenville broker accused of stealing from his clients in a long-running Ponzi scam was sentenced Tuesday to two years in a federal penitentiary. Claus C. Foerster, 56, ... Read More
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FxPro Announces Q3 2016 Execution Statistics

20/10/2016(0)
Online broker FxPro has issued an announcement to inform regarding key execution statistics registered during the months of July, August, and September 2016, honouring its commitment to disclose these ... Read More
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NFA permanently bars introducing broker

05/10/2016(0)
National Futures Association (NFA) has permanently barred Chicago, Ill., introducing broker Vankar Trading Corp. (Vankar) from membership and from acting as principal of an NFA Member. In addition, NFA has barred John ... Read More
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Broker sentenced for Grand Central insider-trading scheme

03/10/2016(0)
For many people, the clock that sits atop the information booth in the middle of Grand Central Terminal can serve as a vivid memory of a visit to New ... Read More
Broker Cyprus TopFX