Advertise With Us
Sign up for our Newsletter
Join Our Directory
Open an Account

broker

Passersby walk past in front of electronic boards showing Japan's Nikkei share average, the Japanese yen's exchange rate against the U.S. dollar, British pound and Euro outside a brokerage in Tokyo, Japan

Asia stocks, bonds suffer central bank anxiety attack

12/09/2016(0)
Asian shares suffered their sharpest setback since June on Monday as investors were rattled by rising bond yields and talk the Federal Reserve might be serious about lifting U.S. ... Read More
INTL FCStone logo

INTL FCStone Inc. completes an acquisition

06/07/2016(0)
INTL FCStone Inc. Substantially Completes the Acquisition of the Correspondent Clearing and Independent Wealth Management Businesses from Sterne Agee LLC INTL FCStone Inc. (NASDAQ:INTL) (“INTL”) announced that it has ... Read More
MTBank

TeleTradeBel, MTBank pass requirements for forex trading software, MTBank to apply for forex broker registration

04/07/2016(0)
TeleTradeBel, the Belarusian arm of forex brokerage TeleTrade Group, and lender MTBank  have become the first entities to pass the requirements of the Belarusian Currency Stock Exchange (BCSE) regarding financial software for ... Read More
brexit

How one broker weathered the Brexit storm

27/06/2016(0)
They knew it was coming. Broker-dealer Interactive Brokers Group Inc. IBKR, -5.50%has been planning for the Brexit vote since February, but, until late Thursday afternoon, the firm thought, like almost everyone ... Read More
ASIC_regulator

ASIC bans a fifth broker from Get Approved Finance

09/05/2016(0)
ASIC has permanently banned former Perth-based finance broker Mr Grant Aaron Parker from engaging in credit activities and providing financial services. ASIC found that Mr Parker, of Alfred Cove, ... Read More
nfa log

NFA bars Streamwood, Ill. introducing broker Portfolio Managers Inc. from membership

01/03/2016(0)
National Futures Association (NFA) has permanently barred Portfolio Managers, Inc. (PMI), an NFA Member introducing broker located in Streamwood, Ill., and PMI’s LA branch office associated persons (AP) Christopher M. Hogan andThomas ... Read More
nfa log

NFA permanently barred an introducing broker firm

26/01/2016(0)
National Futures Association (NFA) has permanently barred CC Trading Company LLC (CC Trading), an NFA Member introducing broker located in New York, N.Y., from membership and from acting as a principal ... Read More
JP-Morgan-Chase

Ex-JPMorgan Broker Admits Stealing $22 Million for Gambling

06/11/2015(0)
Michael Oppenheim pleads guilty in Manhattan federal court Ex-broker also used investor money to pay bills, trade stocks A former JPMorgan Chase & Co. broker admitted he stole more than ... Read More
exante-logo

SEC release no. 2015-163- Exante’s Official Response

13/08/2015(0)
EXANTE would like to address the above press release by the US Securities and Exchange Commission (SEC) and the sensational and inaccurate headlines that followed in the local media. ... Read More
Barclays

Barclays Selects JPMorgan to Replace Credit Suisse as Broker

25/06/2015(0)
Barclays Plc picked JPMorgan Chase & Co. to replace Credit Suisse Group AG as a corporate broker amid a review of the bank’s performance by new Chairman John McFarlane. ... Read More
Broker Cyprus TopFX