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Quindell seeks new broker to avoid suspension

15/12/2014(0)
The listed legal services company Quindell is seeking to avoid the possibility of being suspended by finding a new broker after its last one stood down. Quindell is listed ... Read More
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ASIC bans convicted Victorian finance broker from credit activities

23/05/2014(0)
The Australian Securities and Investments Commission (ASIC), has permanently banned Victorian finance broker, Ms Kieu Thi-Thanh Huynh, from engaging in credit activities after she was convicted of serious fraud ... Read More
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ASIC cancels Parramatta insurance broker’s AFS licence

24/04/2014(0)
The Australian Securities and Investments Commission (ASIC), has cancelled the Australian financial services (AFS) licence of Parramatta-based insurance broker, WD Gelle Insurance & Finance Brokers Pty Ltd. The company’s ... Read More
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ASIC: Former finance broker pleads guilty to fraud

28/03/2014(0)
ASIC has issued an announcement informing the investors the following: A former finance broker has admitted to stealing the identities of former clients so she could buy two cars, ... Read More
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