Financial Conduct Authority

brexit

UK financial regulator releases updated guidance on EU departure preparations

28/02/2019(0)
The Financial Conduct Authority (FCA) has published updated information to help support regulated firms in finalising their preparations for as smooth a transition as possible when the UK leaves ... Read More
innovation

Cross-border testing pilot for innovative firms open to applications

01/02/2019(0)
The Global Financial Innovation Network (GFIN) – a group of 29 international organisations including the Financial Conduct Authority – is inviting applications from firms wishing to test innovative financial ... Read More
binary-options

FCA UK proposes permanent measures for retail CFDs and binary options

10/12/2018(0)
The Financial Conduct Authority (FCA) is proposing rules to address harm to retail consumers from the sale of certain complex derivative products with the publication of two consultation papers. ... Read More
fraud - red stamp

Individual sentenced to 5 years’ imprisonment for defrauding investors

03/12/2018(0)
The Financial Conduct Authority (FCA) has issued a press release to inform that an individual sentenced to 5 years’ imprisonment in FCA prosecution of £3m investment fraud. In accordance ... Read More
FCA_regulator

FCA UK published its EU Withdrawal Impact Assessment

30/11/2018(0)
The Financial Conduct Authority (FCA) has published on 29th of November, 2018, its EU Withdrawal Impact Assessment. The assessment was requested by the Treasury Select Committee and sets out ... Read More
penalty image

Individuals fined and banned from performing any role in regulated financial services

07/11/2018(0)
The Financial Conduct Authority (FCA), the conduct regulator for financial services firms and financial markets in the UK, has issued a press release to inform that The Upper Tribunal ... Read More
FCA_regulator

FCA UK data shows record level of 4.13 million complaints for regulated firms

01/11/2018(0)
The Financial Conduct Authority (FCA) has published the complaints figures for regulated firms for the first half of 2018. Complaints continued to increase for the fourth successive half year, ... Read More
FCA_regulator

FCA published UK’s policy and regulatory approach to cryptoassets

30/10/2018(0)
The Financial Conduct Authority (FCA) has, as part of a Treasury (HMT) led Cryptoasset Taskforce published a report on the UK’s policy and regulatory approach to cryptoassets. The Taskforce ... Read More
fined

Tesco Bank fined £16.4m

03/10/2018(0)
The Financial Conduct Authority (FCA), the conduct regulator for financial services firms and financial markets in the UK, has fined Tesco Personal Finance plc (Tesco Bank) £16,400,000 for failing ... Read More
FCA_regulator

Administrators appointed for Premier FX Limited

06/09/2018(0)
The Financial Conduct Authority (FCA), the conduct regulator for financial services firms and financial markets in the UK, has issued an announcement to inform investors and public that on ... Read More
Broker Cyprus TopFX