Financial Conduct Authority

FCA warning against clone firm

29/04/2014(0)

The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that State Street Bank Global Markets International Limited, State Street Global Advisors ... Read More

Invesco Fined, EU Stress Test, Libor Charges: Compliance

29/04/2014(0)

Invesco Perpetual (IPE) was fined 18.6 million pounds ($31.3 million) for failing to comply with risk limits or tell clients about the use of derivatives as leverage in their ... Read More

FCA warning against clone firms

25/04/2014(0)

The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that: “ING Bank N.V” is the clone of the EAA authorised firm ... Read More

FCA Said to Observe Banks’ London Gold-Fixing Calls

25/04/2014(0)

Regulators are stepping up their scrutiny of how gold prices are set, with officials from Britain’s Financial Conduct Authority visiting Societe Generale SA (GLE) to observe the so-called London ... Read More

FCA warning against unauthorised firms

24/04/2014(0)

The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that the following firms are not permitted to provide any financial services or ... Read More

FCA appoints two new senior advisers focused on competition and investment banking

23/04/2014(0)

The British Financial Conduct Authority (FCA), has issued a press release announcing the appointment of two senior advisers as follows: Martin Wheatley, chief executive of the FCA, said of ... Read More

FCA warns for clone firm

17/04/2014(0)

The Financial Conduct Authority (FCA), the British financial regulatory authority, has issued a warning informing the investors that “United Kingdom Tax Agency/ FIBI BANK PLC UNITED KINGDOM” is not permitted to ... Read More

FCA warning for unauthorised firms

16/04/2014(0)