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Financial Conduct Authority

FCA_regulator

FCA warning against unauthorised firms

05/11/2014(0)
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against Prime Financial Management Services Limited (www.primefms.com), “Wolffe Commodities” (www.wolffecommodities.eu), “Aspen Greene Ltd” (www.aspengreene.com) and The Cash Monkey Ltd ... Read More
FCA_regulator

FCA warning against clone firm

03/11/2014(0)
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Pritchards Stockbrokers (clone of FCA authorised firm) Address: Roddis House, Old ... Read More
RBS

RBS Returns to Profit, Sets Aside $639 Million for FX Probe

31/10/2014(0)
Royal Bank of Scotland Group Plc (RBS), Britain’s largest taxpayer-owned lender, had third-quarter profit that beat analyst estimates even as it set aside 400 million pounds ($639 million) for ... Read More
FCA_regulator

FCA fines Sesame Ltd for ‘pay-to-play’ arrangements

30/10/2014(0)
Sesame Ltd, the UK’s largest network of financial advisers, has been fined £1,598,000 by the Financial Conduct Authority (FCA) for setting up a pay-to-play scheme. Sesame’s arrangement effectively undermined ... Read More
FCA_regulator

FCA fines Yorkshire Building Society £4,135,600

29/10/2014(0)
Financial Conduct Authority (FCA) has fined Yorkshire Building Society (YBS) with the amount of £4,135,600 for failings when dealing with its mortgage customers experiencing payment difficulties. Between 1 October 2011 ... Read More
FCA_regulator

FCA warning against unauthorised firms

24/10/2014(0)
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against “Crown Capital Management” (www.crowncapitalmanagement.com), and “Burton Capital Partners” (www.burtoncapitalpartners.com, www.bcp.com). The warning recommends that the public ... Read More
FCA_regulator

FCA bans Paul Reynolds and fines him £290,344

24/10/2014(0)
The Financial Conduct Authority (FCA) has published a Decision Notice against Paul Reynolds (formerly known as Paul Brian Reynolds). The FCA has decided to fine Mr Reynolds £290,344 and ... Read More
FCA_regulator

FCA warning against clone firms

21/10/2014(0)
The Financial Conduct Authority (FCA) of the United Kingdom has issued a warning to alert all recipients that: Boiler Room Name: Schwarz Oliver Thomas Address: 6923 Lauterach, Dammstrabe 4, ... Read More
FCA_regulator

FCA warning against unauthorised firm

20/10/2014(0)
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against “Gilmoore Financial” (www.gilmoore-finance.com). The warning recommends that the public exercises extreme caution when dealing with this ... Read More
FCA_regulator

FCA warning against unauthorised firms

16/10/2014(0)
The Financial Conduct Authority (FCA), the British regulator, has issued a warning against “Omega Trading Limited” (www.omega-trading.co.uk), “International Mergers and Acquisitions Board of Japan” (www.imabjp.org) and “Smith and Jacobs” ... Read More
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